Saba Capital Income & Opportunities Fund
For the period ended Jun 20, 2024. Filed May 21, 2024.
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Jun 20, 2024 · Filed May 21, 2024
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BRW$6.08+3.1%Stored close · as of Nov 6, 2026
Contents
APPENDIX A: NOMINEES
The following table sets forth information concerning the Nominees of the Fund. The mailing address for each Nominee is 405 Lexington Avenue, 58 th Floor, New York, NY 10174.
| Name, Address and Date of Birth | Position(s) Held with the Fund | Term of Office and Length of Time Served1 | Principal Occupation(s) During the Past 5 Years | Number of Funds in the Fund Complex Overseen by Trustees2 | Other Board Positions Held by Trustees |
|---|---|---|---|---|---|
| Independent Nominees | |||||
| Thomas Bumbolow DOB: 05/17/1976 | Trustee | Since January 2021 | See “Proposal One – Election of Nominees” | 1 | Stepping Stones Museum |
| Karen Caldwell DOB: 01/22/1959 | Trustee | Since July 2020 | See “Proposal One – Election of Nominees” | 2 | Saba Capital Income & Opportunities Fund II |
| Ketu Desai DOB: 07/02/1982 | Trustee | Since July 2020 | See “Proposal One – Election of Nominees” | 2 | Saba Capital Income & Opportunities Fund II; ASA Gold and Precious Metals Limited Fund |
| Anatoly Nakum DOB: 06/03/1973 | Trustee | Since April 2024 | See “Proposal One – Election of Nominees” | 2 | Saba Capital Income & Opportunities Fund II |
| Name, Address and Age | Position(s) Held with the Fund | Term of Office and Length of Time Served1 | Principal Occupation(s) During the Past 5 Years | Number of Funds in the Fund Complex Overseen by Trustees2 | Other Board Positions Held by Trustees |
|---|---|---|---|---|---|
| Nominee who is an “Interested Person” 3 | |||||
| Aditya Bindal DOB: 03/10/1976 | Trustee | Since July 2020 | See “Proposal One – Election of Nominees” | 2 | Saba Capital Income & Opportunities Fund II |
| Andrew Kellerman DOB: 09/22/1965 | Trustee | Since July 2020 | See “Proposal One – Election of Nominees” | 1 | None |
| 1. | Trustees serve until their successors are duly elected and qualified. The tenure of each Trustee who is not an “interested person” as defined in the 1940 Act, of the Fund (as defined below, “Independent Trustee”) is subject to the Board’s retirement policy, which states that each duly elected or appointed Independent Trustee shall retire from and cease to be a member of the Board at the close of business on December 31 of the calendar year in which the Independent Trustee attains the age of 75. A majority vote of the Board’s other Independent Trustees may extend the retirement date of an Independent Trustee if the retirement would trigger a requirement to hold a meeting of shareholders of the Fund under applicable law, whether for the purposes of appointing a successor to the Independent Trustee or otherwise complying under applicable law, in which case the extension would apply until such time as the shareholder meeting can be held or is no longer required (as determined by a vote of a majority of the other Independent Trustees). |
| 2. | For the purposes of this table, “Fund Complex” means the Fund and Saba Capital Income & Opportunities Fund II. |
| 3. | Aditya Bindal and Andrew Kellerman are each deemed to be an Interested Trustee because of their current affiliation with the Fund and Saba Capital and its affiliates. |
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