Galaxy Gaming, Inc.
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 9, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
On July 22, 2026, the Company’s Board of Directors authorized a repurchase program of up to $4,000,000 of the Company’s outstanding common stock and warrants. Repurchases under the program may be made from time to time through open market purchases, privately negotiated transactions, or a trading plan intended to qualify under Rule 10b5-1 under the Exchange Act, with the timing and amount determined based on market conditions and other factors, including the terms of any such Rule 10b5-1 plan. The program has no fixed expiration date and supersedes the Company’s prior authorization to repurchase up to $750,000 of its common stock, under which no shares were repurchased. The Company will retire repurchased shares of common stock.
The table below sets forth information regarding our common stock repurchases during the three months ended September 30, 2026.
| Period | Total number of shares purchased(1) | Average price paid per share | Total number of shares purchased as part of publicly announced plans or program | Approximate dollar value of shares that may yet be purchased under the plan or program(2) |
|---|---|---|---|---|
| July 1 - 31, 2026 | 330,758 | $1.55 | 330,758 | $3,485,798 |
| August 1 - 31, 2026 | — | — | — | $2,270,865 |
| September 1 - 30, 2026 | — | — | — | $2,270,865 |
| Total | 330,758 | $1.55 | 330,758 |
(1) Total number of shares purchased excludes the cancellation of warrants to purchase a total of 778,320 shares of common stock on August 12, 2026 because the warrants are not a registered class of equity securities under the Exchange Act.
(2) Reflects $1,214,933 paid by the Company on August 12, 2026 to cancel 778,320 warrants under the share repurchase program. As of September 30, 2026, $2,270,865 remained available under the program.
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