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Galaxy Gaming, Inc.

For the period ended Sep 30, 2026. Filed Nov 9, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 9, 2026

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Extracted filing text, with the paragraph anchors used by the comparison.

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Item 6. Exhibits

ExhibitNumber · Description · Form · File No. · Exhibit · Filing Date · FiledHerewith
3.1Amended and Restated Articles of Incorporation8-K000-306533.1February 13, 2009
3.2Amended and Restated Bylaws8-K000-306533.2February 13, 2009
3.3Second Amended and Restated Bylaws8-K000-306533.2February 14, 2020
10.1Board of Directors Service Agreement with Bryan W. Waters, Director10-K000-3065310.11March 31, 2015
10.2Board of Directors Service Agreement with Cheryl Kondra, Director8-K000-3065310.1December 7, 2021
10.3Form of Indemnification Agreement dated July 15, 2022, between the Company and Meredith Brill8-K000-3065310.2July 15, 2022
10.4Board of Directors Service Agreement with Meredith Brill, Director8-K000-3065310.1July 15, 2022
10.5First Amendment to Board of Directors Service Agreement with Meredith Brill, Director8-K000-3065310.1July 26, 2022
10.6Changes to Board Compensation8-K000-306531.01January 27, 2023
10.7Amended and Restated Online Game License Agreement with Evolution Malta Limited8-K000-3065310.1May 16, 2023
10.8Redacted License Agreement with the Talisman Group LLC10-Q000-3065310.13August 14, 2023
10.9Employment Agreement between the Company and Matt Reback effective November 13, 20238-K000-3065310.1November 7, 2023
10.10Employment Agreement Dated May 22, 2024, between the Company and Steven Kopjo.8-K000-3065310.1May 24, 2024
10.11Galaxy Gaming, Inc 2014 Amended and Restated Equity Incentive Plan8-K000-3065310.1July 18, 2024
10.12Form of Indemnification Agreement Dated July 31, 2024, between the Company and Matt Reback8-K000-3065310.1August 5, 2024
10.13Form of Indemnification Agreement Dated July 31, 2024, between the Company and Steven Kopjo8-K000-3065310.2August 5, 2024
10.14Amendment to Employment Agreement with Matt Reback dated December 27, 20248-K000-3065310.1December 31, 2024
10.15Credit Agreement dated as of January 6, 2025, by and between Galaxy Gaming, Inc. and BMO Bank N.A.8-K000-3065310.1January 8, 2025
10.16Form of Indemnification Agreement between Company and Mark Lipparelli10-K000-3065310.22March 30, 2026
10.17Form of Indemnification Agreement between Company and Bryan Waters10-K000-3065310.23March 30, 2026
10.18Termination of a Material Definitive Agreement8-K000-306531.02July 21, 2026
10.19First Amendment to Loan Documents dated as of July 24, 2026, by and between Galaxy Gaming, Inc. and BMO Bank N.A.8-K000-3065310.1July 30, 2026
10.20Warrant Cancellation Agreement, dated August 12, 2026, by and between Galaxy Gaming, Inc. and Drawbridge Special Opportunities Fund LP8-K000-3065310.1August 17, 2026
10.21Warrant Cancellation Agreement, dated August 12, 2026, by and between Galaxy Gaming, Inc. and Fortress Lending II Holdings LP8-K000-3065310.2August 17, 2026
10.22Warrant Cancellation Agreement, dated August 12, 2026, by and between Galaxy Gaming, Inc. and Fortress Lending Fund II MA-CRPTF LP8-K000-3065310.3August 17, 2026
10.23Amended and Restated Employment Agreement Dated September 8, 2026, between the Company and Steven Kopjo8-K000-3065310.1September 10, 2026
10.24Amended and Restated Employment Agreement Dated September 18, 2026, between the Company and Matt Reback8-K000-3065310.1September 21, 2026
10.25Second Amendment to Loan Documents dated as of September 23, 2026, by and between Galaxy Gaming, Inc. and BMO Bank N.A.8-K000-3065310.1September 25, 2026
10.26Board of Directors Service Agreement with John Boushy8-K000-3065310.1October 21, 2026
10.27Form of Indemnification Agreement for John Boushy8-K000-3065310.2October 21, 2026
31.1Certification of Chief Executive Officer pursuant to Securities Exchange Act Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
31.2Certification of Chief Financial Officer pursuant to Securities Exchange Act Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
32.1Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002X
101.INSInline XBRL Instance Document – the instance does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document
101.SCHInline XBRL Taxonomy Extension Schema Document
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document
101.LABInline XBRL Taxonomy Extension Label Linkbase Document
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document
104Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Galaxy Gaming, Inc.
Date:November 9, 2026
By:/s/ MATTHEW REBACK
Matthew Reback
President and Chief Executive Officer(Principal Executive Officer)
Galaxy Gaming, Inc.
Date:November 9, 2026
By:/s/ STEVEN KOPJO
Steven Kopjo
Chief Financial Officer(Principal Accounting Officer)
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.