NIOCORP DEVELOPMENTS LTD
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
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ITEM 6. EXHIBITS
| Exhibit No. | Title |
| 3.1(1) | Notice of Articles dated April 5, 2016 |
| 3.2(1) | Articles, as amended, effective as of January 27, 2015 |
| 3.3(2) | Amendment to Articles, effective March 17, 2023 |
| 10.1(3)# | Employment Agreement, dated as of July 1, 2026, by and between Elk Creek Resources Corporation and Ernest Cleave |
| 10.2# | Amendment to Contract, dated July 8, 2026, between the Company and 76 Resources, LLC |
| 10.3* | Offtake Agreement, dated October 13, 2026, between Elk Creek Resources Corp. and Traxys North America LLC |
| 31.1 | Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2 | Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1 | Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2 | Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 95.1 | Mine Safety Disclosure |
| 101.INS(4) | Inline XBRL Instance Document |
| 101.SCH(4) | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
#---Management compensation plan, arrangement, or agreement.
*---Portions of this exhibit have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, which portions will be furnished to the SEC upon request.
(1) Previously filed as an exhibit to the Company’s Draft Registration Statement on Form S-1 (Registration No. 377-01354) submitted to the SEC on July 26, 2016, and incorporated herein by reference.
(2) Previously filed as an exhibit to the Company’s Current Report on Form 8-K (File No. 001-41655) filed with the SEC on March 17, 2023, and incorporated herein by reference.
(3) Previously filed as an exhibit to the Company’s Annual Report on Form 10-K (File No. 001-41655) filed with the SEC on September 25, 2026, and incorporated herein by reference.
(4) Submitted Electronically Herewith. Attached as Exhibit 101 to this report are the following formatted in inline XBRL (Extensible Business Reporting Language): (i) the Interim Condensed Consolidated Balance Sheets as of September 30, 2026 and June 30, 2026, (ii) the Interim Condensed Consolidated Statements of Operations and Comprehensive Income (Loss) for the Three Months ended September 30, 2026 and 2025, (iii) the Interim Condensed Consolidated Statements of Cash Flows for the Three Months ended September 30, 2026 and 2025, (iv) the Interim Condensed Consolidated Statements of Shareholders’ Equity and Redeemable Noncontrolling Interest for the Three Months ended September 30, 2026 and 2025 and (v) the Notes to the Interim Condensed Consolidated Financial Statements.
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