BlackRock TCP Capital Corp.
For the period ended May 27, 2026. Filed Apr 9, 2026.
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May 27, 2026 · Filed Apr 9, 2026
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Contents
Code of Ethics
Code
of
Ethics
The Company has
adopted
a code of ethics and business conduct that applies to its officers, including its Chief Executive Officer, President, Chief Financial Officer and Treasurer, or persons performing similar functions (the “Code of Business Conduct”). The Code of Business Conduct can be accessed at
https://Investors.TCPCapital.com/corporate-governance
. The Company intends to disclose any amendments to or waivers of required provisions of the Code of Business Conduct on the Company’s website and as otherwise required by the rules promulgated by NASDAQ and the SEC.
The Company has also adopted a code of ethics pursuant to Rule
17j-1
under the 1940 Act (the “Code of Ethics”) that establishes procedures for personal investments and restricts certain personal securities transactions and operates in conjunction with the Code of Business Conduct noted above. Personnel subject to the Code of Ethics may invest in securities for their personal investment accounts, including securities that may be purchased or held by the Company, so long as such investments are made in accordance with the code’s requirements. The Code of Ethics is available at
https://Investors.TCPCapital.com/corporate-governance
.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.