Shimmick Corp
For the period ended Jan 2, 2026. Filed Mar 13, 2026.
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FY2026 · Filed Mar 13, 2026
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Item 9B. Other Information
During the three months ended January 2, 2026, none of our directors or executive officers adopted, modifiedor terminatedany contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement,” except as follows:
| Plan Arrangement | ||||||
|---|---|---|---|---|---|---|
| Name and Title | Action | Date | Rule 10b5-1(c) | Non-Rule 10b5-1 | Maximum Number of Securities to be Sold(2) | Plan Expiration Date |
| Mitchell B. Goldsteen(1), Executive Chairman | Adoption | 12/05/2025 | X | - | 500,000 | 03/08/2027 |
Mr. Goldsteen entered into his Rule 10b5-1 trading arrangement, dated December 5, 2025, through
GOHO LLC, an entity which he controls.
The maximum amount shares of common stock to be sold prior to June 2, 2026, September 2, 2026
and December 2, 2026 is 125,000 shares,250,000 shares and 375,000 shares, respectively. No sales of
securities occurred during the fiscal quarter ended January 2, 2026.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.