Contango ORE, Inc.
For the period ended Sep 30, 2025. Filed Nov 13, 2025.
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Sep 30, 2025 · Filed Nov 13, 2025
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Item 5. Other Information
Rule 10b5-1 Trading Plans
On July 28, 2025, Brad Juneau, adirector of the Company, adopted a “Rule 10b5-1 trading arrangement” as defined in Item 408(a) of Regulation S-K intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). The arrangement provides for the sale by Mr. Juneau of up to 200,000 shares of our common stock, subject to certain conditions. Mr. Juneau’s Rule 10b5-1 trading arrangement will commence following the applicable cooling-off period and expire on April 10, 2026.
On October 15, 2025, before Mr. Juneau’s Rule 10b5-1 trading arrangement had commenced and in connection with the closing of the Company’s September underwritten offering and a related lock-up agreement that restricts Mr. Juneau from transferring shares of our common stock for a period of 90 days after closing of the offering, Mr. Juneau modified his 10b5-1 trading plan to extend the expiration date from April 10, 2026 to May 15, 2026.
Other than as disclosed above, during the three months ended September 30, 2025, no director or officer of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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