Great Elm Group, Inc.
For the period ended Nov 12, 2025. Filed Nov 12, 2025.
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A notice of a major event between regular reports, such as results, a deal or a change of executives. It is often the first formal record of the news.
Nov 12, 2025 · Filed Nov 12, 2025
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Contents
EX-99.1 · Endnotes
Endnotes
1 For the prior year period, Pro Forma AUM and FPAUM reflect amounts as of September 30, 2024, including the impact of the settlement of GECCH greenshoe, assuming proceeds are fully invested, and redemption of the GECCM bonds in October 2024.
2 Pro Forma AUM and FPAUM reflect amounts as of September 30, 2025, including net proceeds of $7.3 million from the settlement of the GECCG greenshoe in October, assuming proceeds are fully invested.
3 Performance results should not be regarded as final until audited financial statements are issued covering the period shown. Past performance is no guarantee of future results. This press release does not constitute an offer to sell or a solicitation of an offer to buy interests in any investment vehicle managed by Great Elm or its affiliates. Any such offer or solicitation will only be made pursuant to the applicable offering documents for such investment vehicle.
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