Stoke Therapeutics, Inc.
For the period ended Sep 30, 2025. Filed Nov 4, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 4, 2025
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Other Information
Item 5. Other Information.
During the nine months ended September 30, 2025, none of our directors or officers, as defined in Rule 16a-1(f), informed us of theadoption, modification ortermination of a "Rule 10b5-1 trading agreement" or "non-Rule 10b-51 trading agreement," as those terms are defined in Regulations S-K, Item 408, except as described below:
| Name · Title · Action · Date · Rule 10b5-1* · Non Rule 10b5-1** · Total Shares to be Sold · Expiration Date(1) | ||||||
|---|---|---|---|---|---|---|
| Adrian Krainer | Director | Adoption | 8/15/2025 | X | 203,360 | 08/15/2026 |
| Arthur Tzianabos | Director | Adoption | 8/15/2025 | X | 182,023 | 08/01/2027 |
*Intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Act.
**Not intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Act.
(1) Except as indicated by footnote, each trading arrangement permitted or permits transactions through and including the earlier of (a) the completion of all purchases or sales or (b) the date listed in the table.
Each new Rule 10b5-1 Plan that was adopted in the above table includes a representation from Drs. Krainer and Tzianabos, respectively, to the broker administering the plan that he was not in possession of any material nonpublic information regarding the Company or the securities subject to the Rule 10b5-1 Plan at the time the Rule 10b5-1 Plan was entered into. A similar representation was made to us in connection with the adoption of the Rule 10b5-1 Plan under our insider trading policy. Those representations were made as of the Adoption Date set forth above, and speak only as of that date. In making those representations, there is no assurance with respect to any material nonpublic information of which the directors and officers was unaware, or with respect to any material nonpublic information acquired by the above directors and officers or passage after the date of the representation.
Once executed, transactions under a Rule 10b5-1 Plan adopted during the period described above will be disclosed publicly through Form 4 and/or Form 144 filings with the SEC in accordance with applicable securities laws, rules, and regulations. Except as may be required by law, we do not undertake any obligation to update or report any modification, termination, or other activity under current or future Rule 10b5-1 plans that may be adopted by Drs. Krainer or Tzianabos, respectively, or other officers or directors of the Company.
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