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SUMITOMO MITSUI FINANCIAL GROUP INC

For the period ended Mar 31, 2024. Filed Jun 27, 2024.

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About this filing

The yearly report of a company based outside the US. It covers much of what a 10-K does, and may follow accounting rules other than US ones.

FY2024 · Filed Jun 27, 2024

SMFG$23.31-0.7%Stored close · as of Nov 6, 2026
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Contents

Code of Ethics

Item 16B.Code of Ethics

We have adopted a code of ethics, which is comprised of internal rules included in our business ethics and compliance manual, each of which applies to all our directors, officers and other employees.

A copy of the sections of our business ethics and compliance manual equivalent to the “code of ethics” (as defined in paragraph (b) of Item 16B of Form

20-F)

is attached as Exhibit 11.1 to this annual report.

There were no material changes to our internal compliance rules during the fiscal year ended March 31, 2024. No waivers of the business ethics and compliance manual have been granted to any of our directors, officers or other employees, during the fiscal year ended March 31, 2024.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.