RYVYL Inc.
For the period ended Sep 30, 2025. Filed Nov 14, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 14, 2025
RTB$6.12+0.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit · Reference · Filed or Furnished | |||||
|---|---|---|---|---|---|
| Number | Exhibit Description | Form | Exhibit | Filing Date | Herewith |
| 4.1 | Form of Common Warrant dated July 16, 2025 | 8-K | 4.1 | July 16, 2025 | |
| 4.2 | Form of Pre-Funded Warrant dated July 16, 2025 | 8-K | 4.2 | July 16, 2025 | |
| 10.1 | Form of Securities Purchase Agreement dated July 15, 2025 | 8-K | 10.1 | July 16, 2025 | |
| 10.2 | Placement Agency Agreement, dated as of July 15, 2025 | 8-K | 10.2 | July 16, 2025 | |
| 10.3 | Warrant Agency Agreement, dated as of July 16, 2025 | 8-K | 4.3 | July 16, 2025 | |
| 10.4 | Severance Benefits Offer and General Waiver and Release of Claims Agreement, dated August 15, 2025, between the Company and Ben Errez | 8-K | 10.1 | August 20, 2025 | |
| 10.5 | Employment Agreement dated September 22, 2025 between the Company and George Oliva | 8-K | 99.1 | September 24, 2025 | |
| 10.6 | Severance Benefits Offer and General Waiver and Release of Claims Agreement, dated September 25, 2025, between the Company and Fredi Nisan | 8-K | 10.1 | October 2, 2025 | |
| 10.7 | Agreement and Plan of Merger dated as of September 28, 2025, by and among RYVYL, Inc., RYVYL Merger Sub Inc. and RTB Digital, Inc. | 8-K | 2.1 | October 2, 2025 | |
| 31.1 | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to Exchange Act Rule 13a-14(a), As Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act 2002 | X | |||
| 101.INS | Inline XBRL Instance Document | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema | X | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase | X | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase | X | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase | X | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | ||||
| * | In accordance with SEC Release 33-8238, Exhibit 32.1 is being furnished and not filed. |
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.