SOUTH PLAINS FINANCIAL, INC.
For the period ended Mar 31, 2026. Filed May 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 5, 2026
SPFI$43.08+1.5%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Item 6. | Exhibits |
|---|
| Exhibit Number | Description |
| 3.1 | Amended and Restated Certificate of Formation of South Plains Financial, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 filed with the SEC on April 12, 2019) (File No. 333-230851). |
| 3.2 | Third Amended and Restated Bylaws of South Plains Financial, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on August 26, 2025) (File No. 001-38895). |
| 10.1 | Employment Agreement, by and between City Bank and James D. Stein (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on April 1, 2026) (File No. 001-38895). |
| 31.1* | Certification by Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended. |
| 31.2* | Certification by Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended. |
| 32.1** | Section 1350 Certification of Chief Executive Officer. |
| 32.2** | Section 1350 Certification of Chief Financial Officer. |
| 101* | The following material from South Plains Financial, Inc.’s Form 10-Q for the quarter ended March 31, 2026, formatted in XBRL (eXtensible Business Reporting Language), filed herewith: (i) Consolidated Balance Sheets, (ii) Consolidated Statements of Comprehensive Income, (iii) Consolidated Statements of Changes in Stockholders’ Equity, (iv) Consolidated Statements of Cash Flows, and (v) Notes to Unaudited Consolidated Financial Statements. |
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL). |
| * | Filed with this Form 10-Q |
|---|
| ** | Furnished with this Form 10-Q |
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