SIEBERT FINANCIAL CORP
For the period ended Apr 5, 2024. Filed Feb 20, 2024.
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Apr 5, 2024 · Filed Feb 20, 2024
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EXPLANATORY NOTE
As a result of our proposed transaction with Kakaopay Corporation (“Kakaopay Corp.”), Kakaopay Securities Corp. (“Kakaopay Securities,” and together with Kakaopay Corp., “Kakaopay”), the Company and certain Gebbia parties named therein (the “Gebbia’s”), we did not hold the 2023 annual meeting of stockholders in anticipation of seeking stockholder approval and consummating the proposed transaction. However, on December 19, 2023, Kakaopay, SFC and the Gebbia’s entered into a Termination and Settlement Agreement, pursuant to which the proposed transaction was terminated. Therefore, we will be holding the 2023 annual meeting (the “Annual Meeting”) on Friday, April 5, 2024, which will cover the information for both the years ended December 31, 2022 and 2023.
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