CENTERPOINT ENERGY INC
For the period ended Sep 30, 2024. Filed Oct 28, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Oct 28, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
Exhibits filed herewith are designated by a cross (†); all exhibits not so designated are incorporated by reference to a prior filing as indicated. Agreements included as exhibits are included only to provide information to investors regarding their terms. The agreements listed below may contain representations, warranties and other provisions that were made, among other things, to provide the parties thereto with specified rights and obligations and to allocate risk among them, and such agreements should not be relied upon as constituting or providing any factual disclosures about the Registrants, any other persons, any state of affairs or other matters.
Pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K, the Registrants have not filed as exhibits to this combined Form 10-Q certain long-term debt instruments, including indentures, under which the total amount of securities authorized does not exceed 10% of the total assets of the Registrants and its subsidiaries on a consolidated basis. The Registrants hereby agree to furnish a copy of any such instrument to the SEC upon request.
| ExhibitNumber | Description | Report or RegistrationStatement | SEC File orRegistrationNumber | ExhibitReference | CenterPoint Energy | Houston Electric | CERC |
|---|---|---|---|---|---|---|---|
| 2.1* | Agreement and Plan of Merger, dated as of April 21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc. | CenterPoint Energy’s Form 8-K dated April 21, 2018 | 1-31447 | 2.1 | x | ||
| 2.2* | Asset Purchase Agreement, dated February 19, 2024, among CenterPoint Energy Resources Corp. and Delta Utilities No. LA, LLC, Delta Utilities S. LA, LLC, Delta Utilities MS, LLC, and Delta Shared Services Co., LLC | CenterPoint Energy’s Form 8-K dated February 19, 2024 | 1-31447 | 1.1 | x | x | |
| 3.1 | Restated Articles of Incorporation of CenterPoint Energy | CenterPoint Energy’s Form 8-K dated July 24, 2008 | 1-31447 | 3.2 | x | ||
| 3.2 | Restated Certificate of Formation of Houston Electric | Houston Electric’s Form 10-Q for the quarter ended June 30, 2011 | 1-3187 | 3.1 | x | ||
| 3.3 | Certificate of Incorporation of RERC Corp. | CERC Form 10-K for the year ended December 31, 1997 | 1-13265 | 3(a)(1) | x | ||
| 3.4 | Certificate of Merger merging former NorAm Energy Corp. with and into HI Merger, Inc. dated August 6, 1997 | CERC Form 10-K for the year ended December 31, 1997 | 1-13265 | 3(a)(2) | x | ||
| 3.5 | Certificate of Amendment changing the name to Reliant Energy Resources Corp. | CERC Form 10-K for the year ended December 31, 1998 | 1-13265 | 3(a)(3) | x | ||
| ExhibitNumber | Description | Report or RegistrationStatement | SEC File orRegistrationNumber | ExhibitReference | CenterPoint Energy | Houston Electric | CERC |
|---|---|---|---|---|---|---|---|
| 3.6 | Certificate of Amendment changing the name to CenterPoint Energy Resources Corp. | CERC Form 10-Q for the quarter ended June 30, 2003 | 1-13265 | 3(a)(4) | x | ||
| 3.7 | Fourth Amended and Restated Bylaws of CenterPoint Energy | CenterPoint Energy’s Form 10-K for the year ended December 31, 2023 | 1-31447 | 3(h) | x | ||
| 3.8 | Amended and Restated Limited Liability Company Agreement of Houston Electric | Houston Electric’s Form 10-Q for the quarter ended June 30, 2011 | 1-3187 | 3.2 | x | ||
| 3.9 | Bylaws of RERC Corp. | CERC Form 10-K for the year ended December 31, 1997 | 1-13265 | 3(b) | x | ||
| 3.10 | Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy | CenterPoint Energy’s Form 10-K for the year ended December 31, 2011 | 1-31447 | 3(c) | x | ||
| †4.1 | Junior Subordinated Indenture, dated as of August 14, 2024, between CenterPoint Energy, Inc. and The Bank of New York Mellon Trust Company, National Association, as trustee | x | |||||
| †4.2 | Supplemental Indenture, dated as of August 14, 2024, to Exhibit 4.1 | x | |||||
| 4.3 | Amended and Restated Indenture of Mortgage and Deed of Trust dated as of January 1, 2023, between Southern Indiana Gas and Electric Company and Deutsche Bank Trust Company Americas, as Trustee | CenterPoint Energy’s Form 8-K dated February 1, 2023 | 1-31447 | 10.2 | x | ||
| 4.4 | Third Supplemental Indenture dated as of August 29, 2024, between Southern Indiana Gas and Electric Company and Deutsche Bank Trust Company Americas, as Trustee | CenterPoint Energy’s Form 8-K dated August 29, 2024 | 1-31447 | 4.2 | x | ||
| 4.5 | Form of the Fourth Supplemental Indenture to be dated as of January 31, 2025 or such earlier time as SIGECO may select, between Southern Indiana Gas and Electric Company and Deutsche Bank Trust Company Americas, as Trustee | CenterPoint Energy’s Form 8-K dated August 29, 2024 | 1-31447 | 4.3 | x | ||
| 10.1 | Bond Purchase Agreement dated August 29, 2024 among Southern Indiana Gas and Electric Company and the purchasers listed on Schedule B thereto | CenterPoint Energy’s Form 8-K dated August 29, 2024 | 1-31447 | 10.1 | x | ||
| †31.1.1 | Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells | x | |||||
| †31.1.2 | Rule 13a-14(a)/15d-14(a) Certification of Darin M. Carroll | x | |||||
| †31.1.3 | Rule 13a-14(a)/15d-14(a) Certification of Richard C. Leger | x | |||||
| †31.2.1 | Rule 13a-14(a)/15d-14(a) Certification of Christopher A. Foster | x | |||||
| †31.2.2 | Rule 13a-14(a)/15d-14(a) Certification of Christopher A. Foster | x | |||||
| †31.2.3 | Rule 13a-14(a)/15d-14(a) Certification of Christopher A. Foster | x | |||||
| †32.1.1 | Section 1350 Certification of Jason P. Wells | x | |||||
| †32.1.2 | Section 1350 Certification of Darin M. Carroll | x | |||||
| †32.1.3 | Section 1350 Certification of Richard C. Leger | x | |||||
| †32.2.1 | Section 1350 Certification of Christopher A. Foster | x | |||||
| †32.2.2 | Section 1350 Certification of Christopher A. Foster | x | |||||
| ExhibitNumber | Description | Report or RegistrationStatement | SEC File orRegistrationNumber | ExhibitReference | CenterPoint Energy | Houston Electric | CERC |
|---|---|---|---|---|---|---|---|
| †32.2.3 | Section 1350 Certification of Christopher A. Foster | x | |||||
| †101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | x | x | x | |||
| †101.SCH | Inline XBRL Taxonomy Extension Schema Document | x | x | x | |||
| †101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | x | x | x | |||
| †101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | x | x | x | |||
| †101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document | x | x | x | |||
| †101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | x | x | x | |||
| †104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | x | x | x | |||
| * | Schedules to this agreement have been omitted pursuant to Items 601(a)(5) and 601(b)(2) of Regulation S-K. A copy of any omitted schedules will be furnished supplementally to the SEC upon request; provided, however, that the parties may request confidential treatment pursuant to Rule 24b-2 of the Exchange Act for any document so furnished. |
|---|
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.