Rezolute, Inc.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2026-03-31; filed 2026-05-12.
0001104659-26-059422
Item 1A. Risk FactorsCurrent report: 10-Q
Period ended 2026-09-30; filed 2026-11-05.
0001104659-26-123364
Item 1A. Risk FactorsThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 7 previous paragraphs and 7 current paragraphs.
1 unchanged; 3 reworded; 3 added; 3 removed; 0 previous and 0 current paragraphs rearranged.
Tables are not compared: 0 previous and 0 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
Added paragraphs (3)
Current report
Although the FDA has recommended a pre-Biologics License Application meeting as a precursor to a Biologics License Application (“BLA”) submission there can be no guarantee that the FDA will agree with the Company that the totality of evidence from the sunRIZE program demonstrates a clinically meaningful benefit or is sufficient to support the approval for ersodetug in congenital HI.
Current report
On October 5, 2026, we announced that the FDA recommended a pre-BLA meeting as a precursor to a BLA submission as it relates to ersodetug for congenital HI. Although we believe this is a positive development, the FDA has not opined on the approvability of ersodetug for congenital HI, and its recommendation that we proceed to a pre-BLA meeting does not mean that the FDA has determined that the existing data is sufficient to support the submission or approval of a BLA. Accordingly, there can be no guarantee that the FDA will agree with us that the totality of evidence from the sunRIZE program and the supplemental information that we have provided to the FDA or that we will provide as part of the pre-BLA meeting will be sufficient to support the approval of ersodetug for congenital HI. The FDA may require us to provide additional information or conduct additional clinical studies, including another study similar to sunRIZE, which could delay the submission or approval of a BLA, increase our costs and require changes to our operating plans.
Current report
We have completed enrollment in the Phase 3 upLIFT study and expect to report topline results in December 2026. Although interim results from the initial participants enrolled in the study were encouraging, such results may not be predictive of final results, and there can be no guarantee that the final results will be consistent with the interim results or that the study will meet its primary or secondary endpoints. Even if the study meets its endpoints, there can be no guarantee that the FDA will determine that the results are sufficient to support regulatory approval of ersodetug for tumor HI.
Removed paragraphs (3)
Previous report
In an effort to align with FDA guidance and improve the likelihood of demonstrating efficacy, the FDA allowed us to modify the upLIFT trial design. Such modifications include, without limitation to, removing the need to conduct a randomized, double-blind, placebo-controlled trial with hypoglycemia events as the endpoint. However, there can be no guarantees that these modifications are better able to demonstrate drug efficacy or that the upLIFT trial will meet its primary or secondary endpoints.
Previous report
The FDA may reject the additional datasets we are preparing in support of the sunRIZE trial.
Previous report
The FDA has expressed a willingness to accept additional datasets as it assesses the results of the sunRIZE trial to chart a path forward. The FDA encouraged us to submit study reports and analysis datasets from sunRIZE for the agency’s independent evaluation. However, there can be no guarantees that the datasets that we submit to the FDA will be acceptable to the FDA as adequate to support a finding of regulatory approval, efficacy or commercialization.
Reworded paragraphs (3)
Previous wording
Our Risk Factor disclosures are set forth in (i) Part I, Item 1A of our Annual Report on Form 10-K for the fiscal year ended June 30, 2025 filed with the Securities and Exchange Commission (“SEC”) on September 17, 2025, and (ii) in Part II, Item 1A of our Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2025 filed with the SEC on February 12, 2026. The risk factors included in the 2025 Form 10-K have not materially changed, except as reflected in the following new risk factors:
Current wording
Our Risk Factor disclosures are set forth in Part I, Item 1A of our Annual Report on Form 10-K for the fiscal year ended June 30, 2026 filed with the Securities and Exchange Commission (“SEC”) on September 24, 2026. The risk factors included in the 2026 Form 10-K have not materially changed, except as reflected in the following new risk factors:
Current wording
Risks Related to Our Product Development and Commercialization
Previous wording
Modifications to the upLIFT trial may fail to produce effective results.
Current wording
The upLIFT trial may fail to produce results sufficient to support regulatory approval of ersodetug for tumor HI.