AUDIOEYE INC
For the period ended Mar 31, 2026. Filed May 12, 2026.
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Mar 31, 2026 · Filed May 12, 2026
Contents
Item 5. Other Information
**Rule 10b5-1 Trading Plans
On March 12, 2026, Sero Capital LLC, an entity whose Chief Executive Officer and beneficial owner is David Moradi, the Company’s Executive Chairman and Chief Product Officer, terminated apre-arranged trading plan that wasintended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The arrangement, originally adopted on May 30, 2025, covered the sale of up to 500,000 shares of common stock and was scheduled to expire on May 29, 2026.
On March 23, 2026, Kelly Georgevich, the Company’s Chief Executive Officer and Chief Financial Officer, terminated apre-arranged trading plan that wasintended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The arrangement, originally adopted on June 9, 2025, covered the sale of up to 20,000 shares of common stock and was scheduled to expire on September 9, 2026.
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