Marker Therapeutics, Inc.
For the period ended Dec 31, 2025. Filed Mar 18, 2026.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Mar 18, 2026
MRKR$0.95-4.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits, Financial Statement Schedules
| (a) | The documents filed as part of this report are as follows: |
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| 1. | The financial statements and accompanying report of independent registered public accounting firm are set forth immediately following the signature page of this report beginning on page F-1. |
| 2. | All financial statement schedules are omitted because they are inapplicable, not required or the information is included elsewhere in the financial statements or the notes thereto. |
EXHIBIT INDEX
| · · Incorporated by Reference | ||||||||||||
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| Exhibit number | | Exhibit description | | Form | | File no. | | Exhibit | | Filing date | | Filed herewith |
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| 3.1 | | Certificate of Incorporation | | 8-K | | 001-37939 | | 3.4 | | 10/17/18 | | |
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| 3.2 | | Certificate of Amendment to Certificate of Incorporation of Marker Therapeutics, Inc. | | 8-K | | 001-37939 | | 3.1 | | 5/27/22 | | |
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| 3.3 | | Certificate of Amendment to Certificate of Incorporation of Marker Therapeutics, Inc. | | 8-K | | 001-37939 | | 3.1 | | 1/26/23 | | |
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| 3.4 | | Bylaws of Marker Therapeutics, Inc. | | 8-K | | 001-37939 | | 3.6 | | 10/17/18 | | |
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| 4.0 | | Form of Common Stock Certificate of Marker Therapeutics, Inc. | | 10-K | | 001-37939 | | 4.0 | | 3/25/24 | | |
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| 4.1 | | Description of Securities of Marker Therapeutics, Inc. | | 10-K | | 001-37939 | | 4.1 | | 3/25/24 | | |
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| 4.2 | | Form of Pre-Funded Warrant | | 8-K | | 001-37939 | | 4.1 | | 12/23/24 | | |
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| 4.3 | | Form of Series A Warrant (Private Placement Warrant) | | 8-K | | 001-37939 | | 4.2 | | 12/23/24 | | |
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| 10.1 | | Exclusive License Agreement between Baylor College of Medicine and Marker Therapeutics, Inc. dated March 16, 2018*** | | 10-K | | 001-37939 | | 10.21 | | 3/15/19 | | |
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| 10.2 | | Sponsored Research Contract between Baylor College of Medicine and Marker Therapeutics, Inc. dated November 16, 2018*** | | 10-K | | 001-37939 | | 10.22 | | 3/15/19 | | |
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| 10.3 | | Form of Director and Officer Indemnification Agreement* | | 10-K | | 001-37939 | | 10.39 | | 3/15/19 | | |
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| 10.4 | | Marker Therapeutics, Inc. 2020 Equity Incentive Plan | | S-8 | | 333-239136 | | 99.1 | | 6/12/20 | | |
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| 10.5 | | Marker Therapeutics, Inc. 2020 Equity Incentive Plan, as amended on May 24, 2022 | | S-8 | | 333-266797 | | 4.4 | | 8/11/22 | | |
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| 10.6 | | Form of Stock Option Grant Notice and Stock Option Agreement under the Marker Therapeutics, Inc. 2020 Equity Incentive Plan. | | 10-Q | | 001-37939 | | 10.1 | | 11/9/20 | | |
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| 10.7 | | Securities Purchase Agreement dated December 19, 2024 | | 8-K | | 001-37939 | | 10.1 | | 12/19/24 | | |
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| 10.8 | | Registration Rights dated December 19, 2024 | | 8-K | | 001-37939 | | 10.2 | | 12/23/24 | | |
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| 10.9 | | At The Market Offering Agreement, dated as of November 27, 2024, between the Company and H.C. Wainwright & Co., LLC | | S-3 | | 333-283515 | | 1.1 | | 11/27/24 | | |
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| 14.1 | | Code of Ethics | | | | | | | | | | X |
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| · · Incorporated by Reference | |||||||||||||
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| Exhibit number · · Exhibit description · · Form · · File no. · · Exhibit · · Filing date · · Filed herewith | |||||||||||||
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| 16.1 | | Letter from Marcum LLP dated August 12, 2025 | | 8-K | | 001-37939 | | 16.1 | | 8/12/25 | | | |
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| 19.1 | | Insider Trading Policy | | 10-K | | 001-37939 | | 19.1 | | 3/31/25 | | | |
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| 21.1 | | List of Subsidiaries | | | | | | | | | | X | |
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| 23.1 | | Consent of Marcum LLP, an independent public accounting firm. | | | | | | | | | | X | |
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| 23.2 | | Consent of CBIZ CPAs, an independent public accounting firm. | | | | | | | | | | X | |
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| 24.1 | | Powers of Attorney (included on signature page) | | | | | | | | | | X | |
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| 31.1 | | Certification of Chief Executive Officer pursuant to Securities Exchange Act of 1934 Rule 13a-14(a) or 15d-14a | | | | | | | | | | X | |
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| 31.2 | | Certification of Chief Financial Officer pursuant to Securities Exchange Act of 1934 Rule 13a-14(a) or 15d-14a | | | | | | | | | | X | |
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| 32.1 | | Certification of Chief Executive Officer pursuant to 18 U. S. C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002# | | | | | | | | | | X | |
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| 32.2 | | Certification of Chief Financial Officer pursuant to 18 U. S. C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002# | | | | | | | | | | X | |
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| 97 | | Incentive Compensation Recoupment Policy | | 10-K | | 001-37939 | | 97 | | 3/25/24 | | | |
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| 101.INS | | XBRL Instance Document | | | | | | | | | | X | |
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| 101.SCH | | XBRL Taxonomy Extension Schema Document | | | | | | | | | | X | |
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| 101.CAL | | XBRL Taxonomy Extension Calculation Linkbase Document | | | | | | | | | | X | |
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| 101.DEF | | XBRL Taxonomy Extension Definition Linkbase Document | | | | | | | | | | X | |
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| 101.LAB | | XBRL Taxonomy Extension Label Linkbase Document | | | | | | | | | | X | |
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| 101.PRE | | XBRL Taxonomy Extension Presentation Linkbase Document | | | | | | | | | | X | |
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| 104 | | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101 filed herewith) | | | | | | | | | | | |
| * | Executive management contract or compensatory plan or arrangement. |
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| ** | Confidential treatment has been granted as to certain portions of this exhibit pursuant to Rule 406 of the Securities Act of 1933, as amended, or Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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| *** | Portions of this exhibit (indicated by asterisks) have been omitted pursuant to a request for conditional treatment and this exhibit has been submitted separately with the SEC. |
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| # | These certifications are being furnished solely to accompany this annual report pursuant to 18 U.S.C. Section 1350 and are not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and are not to be incorporated by reference into any filing of the registrant, whether made before or after the date hereof, regardless of any general incorporation language in such filing. |
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