ONE Group Hospitality Inc

For the period ended May 22, 2024. Filed Apr 11, 2024.

About this filing

What shareholders are asked to vote on at a company's meeting. It is where to find what directors and top executives are paid, and who owns the most shares.

May 22, 2024 · Filed Apr 11, 2024

STKS$1.18+4.4%Stored close · as of Nov 6, 2026

See the whole filing, with its images and exhibits

Contents

CERTAIN INFORMATION REGARDING SECURITY HOLDERS

The following table sets forth the number of shares of our common stock beneficially owned as of March 22, 2024, by (i) each person known by us to be the beneficial owner of more than 5% of the outstanding shares of our common stock, (ii) each of our directors and named executive officers and (iii) all current officers and directors as a group.

Beneficial ownership is determined in accordance with the rules of the SEC and includes voting or investment power with respect to the securities. Shares of our common stock that may be acquired by an individual or group within 60 days of March 22, 2024, pursuant to the exercise of options, are deemed to be outstanding for the purpose of computing the percentage ownership of such individual or group, but are not deemed to be outstanding for the purpose of computing the percentage ownership of any other person shown in the table.

Percentage ownership calculations for beneficial ownership are based on 31,308,496 shares outstanding as of March 22, 2024. Except as indicated in footnotes to this table, we believe that the stockholders named in this table have sole voting and investment power with respect to all shares of common stock shown to be beneficially owned by them, based on information provided to us by such stockholders. The address for each director and executive officer listed is 1624 Market St., Suite 311, Denver, CO 80202.

Name · · · Number of Shares · · · Number of Shares Subject to Options within 60 days · · · Number of Shares Subject to RSUs · · · Total(1) · · · Percent ·
Kanen Wealth Management, LLC(2)	4,863,312	—	—	4,863,312	15.5%
Jonathan Segal	3,972,323	55,948	—	4,028,271	12.8%
Emanuel Hilario	1,034,320	368,000	—	1,402.320	4.4%
Tyler Loy	107,130	—	—	107,130	*
Michael Serruya(3)	381,837	—	—	381,837	1.2%
Eugene Bullis	152,619	—		152,619	*
Dimitrios Angelis	103,190	—	—	103,190	*
Susan Lintonsmith	30,364	—	—	30,364	*
Haydee Olinger	34,364	—	—	34,364	*
All executive officers & director as a group	5,816,147	423,948	—	6,240,095	19.7%

Represents less than 1% of the issued and outstanding shares.

(1)

All securities are beneficially owned directly by the persons listed on the table (except as otherwise indicated).

(2)

Based solely on Amendment No. 9 to Schedule 13D filed with the SEC on March 20, 2024 by Kanen Wealth Management LLC, a Florida limited liability company (“KWM”), and David L. Kanen, the managing member for KWM. KWM, in its role as investment manager for customer accounts, has discretionary voting and dispositive power over the shares of common stock held in the accounts. Mr. Kanen, as the managing member of KWM, may be deemed to share voting and dispositive power over such shares of common stock with KWM. KWM, as the general partner of Philotimo, and Mr. Kanen, as the managing member of KWM, may be deemed to share voting and dispositive power over the shares of common stock held by Philotimo. Mr. Kanen, as the managing member of KWM, may be deemed the beneficial owner of the shares owned by KWM and Philotimo. The address for Kanen Wealth Management, LLC is 5850 Coral Ridge Drive, Suite 309 Coral Springs, FL 33076.

(3)

Includes 147,712 shares of common stock held by MOS Holdings Inc., an entity owned by Mr. Serruya.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.