Dolphin Entertainment, Inc.
For the period ended Jun 30, 2026. Filed Aug 12, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 12, 2026
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2026-03-31; filed 2026-05-12.
0001079973-26-000645
Item 1A. RISK FACTORSCurrent report: 10-Q
Period ended 2026-06-30; filed 2026-08-12.
0001079973-26-001071
Item 1A. RISK FACTORSUNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDSThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 2 previous paragraphs and 4 current paragraphs.
1 unchanged; 0 reworded; 3 added; 1 removed; 0 previous and 0 current paragraphs rearranged.
Tables are not compared: 0 previous and 0 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
Added paragraphs (3)
Current report
On May 18, 2026, June 4, 2026 and August 11, 2026, the Company entered into three subscription agreements (the “Subscription Agreements”) with investors for three convertible promissory notes (each a“Note”) in the aggregate principal amount of $400,000 and received cash proceeds of $400,000. The Notes bear interest at a rate of 10% per annum. One of the Notes, with an aggregate principal amount of $200,000, matures five years from its issuance date and may be converted at $1.12 per share. One of the Notes with an aggregate principal amount of $100,000 matures four years from its issuance date and may be converted at $1.19 per share. One of the Notes with an aggregate principal amount of $100,000 matures four years from its issuance date and may be converted at $1.09 per share. The noteholders may convert the principal balance of the Notes and any accrued interest thereon at any time before the maturity date of the Notes into common stock of the Company (“Common Stock”). The Company used the proceeds of the issuances for working capital and general corporate purposes.
Current report
As previously disclosed, the Company issued one Note on January 27, 2025 with a maturity date of January 27, 2028 and a conversion price based on the average 30-day trailing trading price of the Company’s common stock. On August 10, 2026, the Company and the holder agreed to amend the Note (the “First Amendment”) to (i) extend the maturity date of the Promissory Note to July 27, 2028 and (ii) lower the conversion price to $1.00 per share. Per the terms of the First Amendment, the holder may convert the $100,000 outstanding principal balance of the Promissory Note and the accrued interest thereon into an amount of shares of the Company’s common stock equal to the quotient obtained by dividing (i) the principal and interest being converted by (ii) by $1.00.
Current report
The issuance and sale of the Notes, and any shares of common stock to be issued upon conversion thereof will be issued, by the Company in reliance upon the exemption from registration provided by Section 4(a)(2) of the Securities Act.** **