Solowin Holdings Ltd
For the period ended Mar 31, 2024. Filed Jul 26, 2024.
View on SEC.govAbout this filing
The yearly report of a company based outside the US. It covers much of what a 10-K does, and may follow accounting rules other than US ones.
FY2024 · Filed Jul 26, 2024
Contents
ITEM 16B. CODE OF ETHICS
Our code of conduct and business ethics conforms to the rules and regulations of Nasdaq. The code of conduct and business ethics applies to all of our directors, officers and employees, including our principal executive officer, principal financial officer and principal accounting officer, and addresses, among other things, honesty and ethical conduct, conflicts of interest, compliance with laws, regulations and policies, including disclosure requirements under the federal securities laws, confidentiality, trading on inside information, and reporting of violations of the code. A copy of conduct and business ethics has been filed as Exhibit 99.1 to the registration statement on Form F-1 (File No. 333-271525), as amended, initially filed with the SEC on April 28, 2023. Our code of ethics is also posted on the corporate governance page of our website at https://www.solomonwin.com.hk. During the fiscal year ended March 31, 2024, there were no waivers of our code of ethics.
-134-
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.