Nuburu, Inc.

For the period ended Jun 30, 2025. Filed Aug 14, 2025.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2025 · Filed Aug 14, 2025

BURU$0.22+4.8%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Contents

Item 6. Exhibits

bits

The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.

Incorporated by Reference
No.	Description of Exhibit	Form	File No.	Exhibit No.	Filing Date
2.1†	Business Combination Agreement, dated as of August 5, 2022, by and among Tailwind Acquisition Corp., Compass Merger Sub, Inc. and Nuburu, Inc.	8-K	001-39489	2.1	August 8, 2022
3.1	Amended and Restated Bylaws of the Company.	8-K	001-39489	3.2	September 9, 2020
3.2	Amendment to the Amended and Restated Bylaws of the Company	8-K	001-39489	3.1	November 12, 2024
3.3	Amended and Restated Certificate of Incorporation of the Company.	8-K	001-39489	3.1	February 6, 2023
3.4	Amendment to the Amended and Restated Certificate of Incorporation of the Company	8-K	001-39489	3.1	June 13, 2024
3.5*	Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated July 22, 2025
3.6	Certificate of Designations of the Company.	8-K	001-39489	3.3	February 6, 2023
10.1*	Amendment #3 to Comprehensive Settlement Agreement, Mutual Release of Liability and Indemnification, dated April 15, 2025, between the Company and Liqueous LP
10.2*	Securities Purchase Agreement, dated April 22, 2025, between the Company and Indigo Capital LP
10.3*	Registration Rights Agreement, dated April 22, 2025, between the Company and Indigo Capital LP
10.4*	Exchange Agreement, dated April 22, 2025, between the Company and Indigo Capital LP
10.5*	Subordinated Convertible Note, dated April 22, 2025, between the Company and Indigo Capital LP
10.6*	Subordinated Convertible Exchange Note, dated April 22, 2025, between the Company and Indigo Capital LP
10.7*	Business Loan and Security Agreement, dated May 12, 2025, among the Company, Nuburu Subsidiary, Inc., Agile Lending, LLC and Agile Capital Funding, LLC
10.8*	Securities Purchase Agreement, dated May 13, 2025, between the Company and 1800 Diagonal Lending LLC
10.9*	Securities Purchase Agreement, dated May 13, 2025, between the Company and Boot Capital LLC
10.10	Standby Equity Purchase Agreement, dated May 30, 2025, between the Company and YA II PN, LTD.	DEF 14A	001-39489	Appendix F	June 10, 2025
10.11*	Amendment to Standby Equity Purchase Agreement, dated June 5, 2025, between the Company and YA II PN, LTD.
10.12*	Business Loan and Security Agreement, dated May 30, 2025, among the Company, Nuburu Subsidiary, Inc., Agile Lending, LLC and Agile Capital Funding, LLC
10.13*	Securities Purchase Agreement, dated June 3, 2025, between the Company and Brick Lane Capital Management Limited
10.14*	Exchange Agreement, dated June 3, 2025, between the Company and Brick Lane Capital Management Limited
10.15*	Registration Rights Agreement, dated June 3, 2025, between the Company and Brick Lane Capital Management Limited
10.16*	Subordinated Convertible Exchange Note, dated June 3, 2025, between the Company and Brick Lane Capital Management Limited
10.17*	Subordinated Convertible Note, dated June 3, 2025 between the Company and Brick Lane Capital Management Limited
10.18*	Securities Purchase Agreement, dated June 18, 2025, between the Company and Bomore Opportunity Group Ltd
10.19*	Exchange Agreement, dated June 18, 2025, between the Company and Bomore Opportunity Group Ltd
10.20*	Subordinated Convertible Exchange Note, dated June 18, 2025, between the Company and Bomore Opportunity Group Ltd
10.21*	Subordinated Convertible Note, dated June 18, 2025, between the Company and Bomore Opportunity Group Ltd
10.22	Purchase Agreement, dated June 30, 2025, between the Company and the investors party thereto	8-K	001-39489	10.1	July 1, 2025
10.23*	Securities Purchase Agreement, dated June 25, 2025, between the Company and Torcross Capital LLC

10.24*	Exchange Agreement, dated June 25, 2025, between the Company and Torcross Capital LLC
10.25*	Subordinated Convertible Exchange Note, dated June 25, 2025, between the Company and Torcross Capital LLC
10.26*	Subordinated Convertible Note, dated June 25, 2025, between the Company and Torcross Capital LLC
31.1*	Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*	Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**	Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**	Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS	Inline XBRL Instance Document – The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document.
101.SCH	Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents
104	Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)

Filed herewith

** Furnished herewith.

† Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.

SIGNA

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.