Shimmick Corp
For the period ended Sep 27, 2024. Filed Nov 12, 2024.
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Sep 27, 2024 · Filed Nov 12, 2024
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Other Information
Item 5. Other Information
During the fiscal quarter ended September 27, 2024, none of our directors or executive officers adopted, modified orterminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement,” except as follows:
| Plan Arrangement | ||||||
|---|---|---|---|---|---|---|
| Name and Title | Action | Date | Rule 10b5-1(c) | Non-Rule 10b5-1 | Maximum Number of Securities to be Sold(2) | Plan Expiration Date |
| Mitchell B. Goldsteen(1), Executive Chairman | Adoption | 08/20/2024 | X | - | 1,300,000 | 08/01/2025 |
(1) Mr. Goldsteen entered into his Rule 10b5-1 trading arrangement, dated August 20, 2024, through GOHO LLC, an entity which he controls.
(2) The maximum amount shares of common stock to be sold in any three-month period is 325,000 shares. No sales of securities occurred during the fiscal quarter ended September 27, 2024.
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