Great Elm Group Inc
For the period ended Nov 11, 2024. Filed Nov 12, 2024.
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Nov 11, 2024 · Filed Nov 12, 2024
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Contents
EX-99.1 · Dollar amounts in thousands (except per share data)
Dollar amounts in thousands (except per share data)
| ASSETS | September 30, 2024 | June 30, 2024 |
|---|---|---|
| Current assets | ||
| Cash and cash equivalents | $44,150 | $48,147 |
| Restricted cash | 40 | 1,571 |
| Receivables from managed funds | 3,854 | 2,259 |
| Investments in marketable securities | 7,460 | 9,929 |
| Investments, at fair value | 47,557 | 44,585 |
| Prepaid and other current assets | 1,439 | 1,215 |
| Real estate under development | 5,786 | 5,769 |
| Assets of Consolidated Funds: | ||
| Cash and cash equivalents | 2,229 | 2,371 |
| Investments, at fair value | 11,909 | 11,471 |
| Other assets | 246 | 253 |
| Total current assets | 124,670 | 127,570 |
| Identifiable intangible assets, net | 10,773 | 11,037 |
| Right-of-use assets | 141 | 225 |
| Other assets | 1,682 | 1,614 |
| Total assets | $137,266 | $140,446 |
| LIABILITIES AND STOCKHOLDERS' EQUITY | ||
| Current liabilities | ||
| Accounts payable | $243 | $317 |
| Payable for securities purchased | 24 | - |
| Accrued expenses and other current liabilities | 3,117 | 7,009 |
| Current portion of related party payables | 224 | 634 |
| Current portion of lease liabilities | 64 | 137 |
| Liabilities of Consolidated Funds: | ||
| Payable for securities purchased | - | 100 |
| Accrued expenses and other liabilities | 172 | 162 |
| Total current liabilities | 3,844 | 8,359 |
| Lease liabilities, net of current portion | 35 | 57 |
| Long-term debt (face value $26,945) | 26,160 | 26,090 |
| Related party payables, net of current portion | - | - |
| Convertible notes (face value $35,494 and $35,494, including $16,174 and $16,174 held by related parties, respectively) | 34,925 | 34,900 |
| Other liabilities | 718 | 845 |
| Total liabilities | 65,682 | 70,251 |
| Commitments and contingencies | ||
| Stockholders' equity | ||
| Preferred stock, $0.001 par value; 5,000,000 authorized and zero outstanding | - | - |
| Common stock, $0.001 par value; 350,000,000 shares authorized and 32,134,843 shares issued and 28,743,290 outstanding at September 30, 2024; and 31,875,285 shares issued and 30,494,448 outstanding at June 30, 2024 | 28 | 30 |
| Additional paid-in-capital | 3,314,191 | 3,315,638 |
| Accumulated deficit | (3,250,315) | (3,252,954) |
| Total Great Elm Group, Inc. stockholders' equity | 63,904 | 62,714 |
| Non-controlling interests | 7,680 | 7,481 |
| Total stockholders' equity | 71,584 | 70,195 |
| Total liabilities and stockholders' equity | $137,266 | $140,446 |
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