IMPINJ INC
For the period ended Sep 30, 2024. Filed Oct 23, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Oct 23, 2024
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Item 5. Other Information
Securities Trading Plans of Directors and Executive Officers
During our last fiscal quarter, no director or officer, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Item 408 of Regulation S-K, except as follows:
| Name and Title | Character of Trading Arrangement (1) | Date Adopted | Date Terminated | Duration (2) | Aggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement |
|---|---|---|---|---|---|
| Jeff Dossett, Chief Revenue Officer | Rule 10b5-1 Trading Arrangement | August 13, 2024 | - | May 13, 2025 | Up to 15,000 |
| Meera Rao, Director | Rule 10b5-1 Trading Arrangement | September 13, 2024 | - | September 30, 2025 | Up to 1,139 |
(1) Except as indicated by footnote, each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended (the “Rule”).
(2) Except as indicated by footnote, each trading arrangement permits transactions through and including the earlier of (a) the execution or expiration of all trades specified under the trading arrangement or (b) the date listed in the table. Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.
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