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Nuburu Inc

Filed Aug 21, 2024.

View on SEC.gov

About this filing

A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.

period unavailable · Filed Aug 21, 2024

BURU$0.21+8.7%Stored close · as of Nov 6, 2026
See the whole filing, with its images and exhibits

Cautionary Note Regarding Forward-Looking Statements

This prospectus and the documents incorporated by reference contain forward-looking statements. All statements other than statements of historical facts contained in this prospectus and the documents incorporated by reference, including statements regarding our future results of operations and financial position, business strategy, and product development and commercialization timelines, as well as plans and objectives of management for future operations, are forward-looking statements. These statements involve known and unknown risks, uncertainties, and other important factors that are in some cases beyond our control and may cause our actual results, performance, or achievements to be materially different from any future results, performance, or achievements expressed or implied by the forward-looking statements.

In some cases, you can identify forward-looking statements because they contain words such as “may,” “will,” “should,” “expects,” “plans,” “anticipates,” “could,” “intends,” “target,” “projects,” “contemplates,” “believes,” “estimates,” “predicts,” “potential,” or “continue” or the negative of these words or other similar terms or expressions that concern our expectations, strategy, plans, or intentions. Forward-looking statements contained in this prospective and the documents incorporated by reference include, but are not limited to, statements about:

our ability to obtain additional financing, including through public or private offerings of our securities;

our public securities’ potential liquidity and trading;

the ability to maintain the listing of our common stock, par value $0.0001 par value per share (the “Common Stock”) on a securities exchange;

the outcome of any legal proceedings that may be instituted against us related to the Business Combination or otherwise;

our plans and ability to obtain, maintain, enforce, or protect intellectual property rights;

our business, operations and financial performance, including:

expectations with respect to financial and business performance, including financial projections and business metrics and any underlying assumptions thereunder;

future business plans and growth opportunities, including revenue opportunity available from new or existing clients and expectations regarding the use of blue laser technology in 3D printing applications;

expectations regarding product development and pipeline;

expectations regarding research and development efforts;

expectations regarding market size;

expectations regarding the competitive landscape;

expectations regarding future acquisitions, partnerships or other relationships with third parties; and

future capital requirements and sources and uses of cash, including the ability to obtain additional capital in the future.

Forward-looking statements are not guarantees of performance. You should not put undue reliance on these statements, which speak only as of the date hereof. The forward-looking statements contained in this prospectus and the documents incorporated by reference are based on our current expectations and beliefs concerning future developments and their potential effects on our business. There can be no assurance that future developments affecting our business will be those that we have anticipated. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond our control), or other assumptions that may cause actual results or performance to be materially different from those expressed or implied by these forward-looking statements. These risks and uncertainties include, but are not limited to, those factors under the heading "Risk Factors" in this prospectus and the documents incorporated by reference, as well as the following important factors:

our inability to obtain financing;

our ability to meet NYSE American’s continued listing standards;

our inability to protect our intellectual property;

whether the market embraces our products;

whether we achieve full commercialization in a timely manner;

the occurrence of events of default under the terms of our existing indebtedness;

our ability to retain or recruit key employees;

costs related to being a public company;

changes in applicable laws or regulations;

the possibility that we may be adversely affected by economic, business or competitive factors;

volatility in the financial sector and markets caused by geopolitical and economic factors; and

other risks and uncertainties set forth under the heading “Risk Factors” and elsewhere in this prospectus and the documents incorporated by reference.

Should one or more of these risks or uncertainties materialize, or should any of the assumptions prove incorrect, actual results may vary in material respects from those projected in these forward-looking statements. We do not undertake any obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as may be required under applicable securities laws.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.