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ENANTA PHARMACEUTICALS INC

For the period ended Jun 30, 2024. Filed Aug 7, 2024.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2024 · Filed Aug 7, 2024

ENTA$11.00+9.1%Stored close · as of Nov 6, 2026

What changed in Risk Factors?

Read the current filing

Previous report: 10-Q

Period ended 2024-03-31; filed 2024-05-08.

0000950170-24-055581

Item 1A. Risk FactorsOther Information

Current report: 10-Q

Period ended 2024-06-30; filed 2024-08-07.

0000950170-24-092714

Item 1A. Risk FactorsOther Information

The baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.

Compared 10 previous paragraphs and 8 current paragraphs.

6 unchanged; 1 reworded; 1 added; 3 removed; 0 previous and 0 current paragraphs rearranged.

Tables are not compared: 0 previous and 0 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.

A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.

Added paragraphs (1)

Current report

On June 13, 2024, Jay R. Luly, Ph.D., our President, Chief Executive Officer and Director, adopted a Rule 10b5-1 trading plan providing for the sale of up to 140,250 shares of common stock vested under outstanding stock options, which are set to expire on November 20, 2024, so long as the market price of our common stock is higher than certain minimum threshold prices specified in the plan in various periods between September 16, 2024 and May 30, 2025, or such earlier date as all authorized sales under the plan are completed;
Removed paragraphs (3)

Previous report

RISK FACTORS

Previous report

On March 14, 2024, Tara L. Kieffer, Ph.D., our Chief Product Strategy Officer, adopted a Rule 10b5-1 trading plan providing for the sale of up to 37, 288 shares of our common stock, including shares vested under performance stock units and restricted stock units, as well as shares vesting under outstanding stock options, so long as the market price of our common stock is higher than certain minimum threshold prices specified in the plan in various periods between June 17, 2024 and May 30, 2025, or such earlier date as all authorized sales under the plan are completed;

Previous report

On March 15, 2024, Yat Sun Or, our Chief Scientific Officer, adopted a Rule 10b5-1 trading plan providing for the sale of up to (i)25,171 shares of our common stock and (ii) 36,500 shares of our common stock subject to vested stock options with an exercise price of $44.00 that are due to expire on November 20, 2024, so long as in each case the market price of our common stock is higher than certain minimum threshold prices specified in the plan, in various periods between June 17, 2024 and December 31, 2024, or such earlier date as all authorized sales under the plan are completed; and
Reworded paragraphs (1)

Previous wording

On March 15, 2024, Scott T. Rottinghaus, M.D., our Chief Medical Officer, adopted a Rule 10b5-1 trading plan providing for the sale of up to 25,695 shares of our common stock, including shares vested under performance stock units and restricted stock units, as well as shares vesting under outstanding stock options and restricted stock units, so long as the market price of our common stock is higher than certain minimum threshold prices specified in the plan, in various periods between June 17, 2024 and March 31, 2025, or such earlier date as all authorized sales under the plan are completed.

Current wording

On June 14, 2024, Paul J. Mellett, our Chief Financial and Administrative Officer, adopted a Rule 10b5-1 trading plan providing for the sale of up to 46,250 sharesof our common stock, including shares vested under outstanding stock options, which are set to expire on November 20, 2024, as well as shares vested under certain performance stock units and restricted stock units, so long as the market price of our common stock is higher than certain minimum threshold prices specified in the plan in various periods between September 16, 2024 and May 30, 2025, or such earlier date as all authorized sales under the plan are completed;