Viking Therapeutics Inc
For the period ended Jun 30, 2024. Filed Jul 24, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Jul 24, 2024
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Item 5. Other Information
Insider Adoption or Termination of Trading Arrangements:
During the fiscal quarter ended June 30, 2024, none of our directors or officers (as defined in Section 16 of the Securities Exchange Act of 1934, as amended) adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K, except as described in the table below:
| Name & Title | Date Adopted | Type of Plan | Aggregate Number of Shares of Common Stock to be Sold Pursuant to Trading Arrangement | Duration |
|---|---|---|---|---|
| Brian Lian, President, Chief Executive Officer and Director | May 8, 2024 | Rule 10b5-1 trading arrangement | 330,000 | August 8, 2025(1) |
| J. Matthew Singleton, Director | May 16, 2024 | Rule 10b5-1 trading arrangement | 90,786 | August 14, 2026(1) |
| Sarah K. Rouan, Ph.D., Director | May 20, 2024 | Rule 10b5-1 trading arrangement | 44,000 | August 19, 2025(1) |
| Lawson Macartney, Ph.D., Director | May 22, 2024 | Rule 10b5-1 trading arrangement | 38,000 | February 21, 2025(1) |
The trading arrangement permits transactions through and including the earlier to occur of (a) the date that all shares subject to the trading arrangement have been sold and (b) the date listed in the table.
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