Contango ORE Inc
For the period ended Mar 31, 2024. Filed May 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 14, 2024
CTGO$15.55+4.5%Stored close · as of Nov 6, 2026
Contents
Item 6. Exhibits
(a) Exhibits:
The following is a list of exhibits filed as part of this Form 10-Q. Where so indicated, exhibits, which were previously filed, are incorporated herein by reference (File No. 001-35770, unless otherwise indicated).
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Description | FiledHerewith | Form | File No. | Ex. | Filing Date |
| 3.1 | Certificate of Incorporation of Contango ORE, Inc. | 10/A2 | 000-54136 | 3.1 | 11/26/2010 | |
| 3.2 | Certificate of Amendment to Certificate of Incorporation of Contango ORE, Inc. | 8-K | 001-35770 | 3.1 | 12/17/2020 | |
| 3.3 | Bylaws of Contango ORE, Inc. | 10/A2 | 000-54136 | 3.2 | 11/26/2010 | |
| 3.4 | Amendment No. 1 to the Bylaws of Contango ORE, Inc. | 8-K | 001-35770 | 3.1 | 10/21/2021 | |
| 4.1 | Form of Certificate of Contango ORE, Inc. common stock. | 10-Q | 001-35770 | 4.1 | 11/14/2013 | |
| 4.2 | Certificate of Designation of Series A Junior Preferred Stock of Contango ORE, Inc. | 8-K | 000-54136 | 3.1 | 12/21/2012 | |
| 4.3 | Certificate of Elimination of Series A Junior Preferred Stock of Contango ORE, Inc. | 8-K | 001-35770 | 3.1 | 09/24/2020 | |
| 4.4 | Certificate of Designations of Series A-1 Junior Participating Preferred Stock of Contango ORE, Inc. | 8-K | 001-35770 | 3.2 | 09/24/2020 | |
| 4.5 | Form of Convertible Debenture | 8-K | 001-35770 | 4.1 | 04/09/2022 | |
| 4.6 | Rights Agreement, dated as of September 23, 2020, between Contango ORE, Inc. and Computershare Trust Company, N.A., as Rights Agent. | 8-K | 001-35770 | 4.2 | 09/24/2020 | |
| 4.7 | Amendment No. 1 to Rights Agreement, dated as of September 22, 2021, between Contango ORE, Inc. and Computershare Trust Company. N.A. as Rights Agent. | 8-K | 001-35770 | 4.1 | 09/22/2021 | |
| 4.8 | Amendment No. 2 to Rights Agreement, dated as of August 31, 2022, between Contango ORE, Inc. and Computershare Trust Company. N.A. as Rights Agent. | 8-K | 001-35770 | 4.1 | 09/02/2022 | |
| 4.9 | Amendment No. 3 to Rights Agreement, dated as of September 13, 2023, between Contango ORE, Inc. and Computershare Trust Company. N.A. as Rights Agent. | X | ||||
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Description | FiledHerewith | Form | File No. | Ex. | Filing Date |
| 4.10 | Registration Rights Agreement dated as of June 17, 2021, by and between Contango ORE, Inc. and the Purchaser named therein. | 8-K | 001-35770 | 4.1 | 06/21/2021 | |
| 4.11 | Registration Rights Agreement dated as of August 24, 2021, by and between the Company and CRH Funding II Pte. Ltd. | 8-K | 001-35770 | 4.1 | 08/25/2021 | |
| 4.12 | Form of Registration Rights Agreement dated as of December 23, 2022. | 8-K | 001-35770 | 4.1 | 12/23/2022 | |
| 4.13 | Form of Registration Rights Agreement dated as of January 19, 2023. | 8-K | 001-35770 | 4.1 | 01/19/2023 | |
| 10.1 | Waiver No. 2 and Amendment No. 4 to Credit and Guarantee Agreement and Amendment No. 2 to Security Agreement, dated January 31, 2024, among Core Alaska, LLC, Contango Ore, Inc. Alaska Gold Torrent, LLC, Contango Minerals Alaska, LLC, ING Capital LLC and Macquarie Bank Limited. | X | ||||
| 10.2 | Amendment No. 5 to Credit and Guarantee Agreement, Amendment No. 3 to Security Agreement and Joinder Agreement, dated February 16, 2024, among Core Alaska, LLC, Contango Ore, Inc. Contango Lucky Shot Alaska, LLC, Contango Minerals Alaska, LLC, Contango Mining Canada Inc., ING Capital LLC and Macquarie Bank Limited. | X | ||||
| 31.1 | Certification of Principal Executive Officer pursuant to Rules 13a-14 and 15d-14. | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rules 13a-14 and 15d-14. | X | ||||
| 32.1 | Certification of Principal Executive Officer pursuant to 18 U.S.C. 1350. | X | ||||
| 32.2 | Certification of Principal Financial Officer pursuant to 18 U.S.C. 1350. | X | ||||
| 101 | Financial statements from the Company’s quarterly report on Form 10-Q for the three months ended March 31, 2024, formatted in Inline XBRL: (i) Condensed Consolidated Balance Sheets; (ii) Condensed Consolidated Statements of Operations; (iii) Condensed Consolidated Statements of Cash Flows; (iv) Condensed Consolidated Statements of Changes in Shareholders’ Equity; and (v) Notes to Unaudited Condensed Consolidated Financial Statements. | X | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | X | ||||
| * | Filed herewith |
|---|---|
| † | Management contract or compensatory plan or agreement |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
| CONTANGO ORE, INC. | ||
| Date: May 14, 2024 | By: | /s/ RICK VAN NIEUWENHUYSE |
|---|---|---|
| Rick Van Nieuwenhuyse | ||
| President and Chief Executive Officer(Principal Executive Officer) | ||
| Date: May 14, 2024 | By: | /s/ MIKE CLARK |
| Mike Clark | ||
| Chief Financial Officer(Principal Financial and Accounting Officer) | ||
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