Stoke Therapeutics Inc
For the period ended Mar 31, 2024. Filed May 6, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 6, 2024
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Other Information
Item 5. Other Information.
During the three months ended March 31, 2024, none of our directors or officers, as defined in Rule 16a-1(f), informed us of theadoption, modification ortermination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Regulation S-K, Item 408, except as described in the table below:
| Name · Title · Action · Date · Rule 10b5-1* · Non Rule 10b5-1** · Total Shares to be Sold · Expiration Date(1) | ||||||
|---|---|---|---|---|---|---|
| Arthur Tzianabos | Director | Adoption | 3/8/2024 | X | 73,739 | 3/15/2025 |
- Intended to satisfy the affirmative defense of Rule 10b5-1(c) Act.
** Not intended to satisfy the affirmative defense of Rule 10b5-1(c) Act.
(1) Except as indicated by footnote, each trading arrangement permitted or permits transactions through and including the earlier to occur of (a) the completion of all purchases or sales or (b) the date listed in the table.
The new Rule 10b5-1 Plan that was adopted in the above table includes a representation from Mr. Tzianabos to the broker administering the plan that he was not in possession of any material nonpublic information regarding the Company or the securities subject to the Rule 10b5-1 Plan at the time the Rule 10b5-1 Plan was entered into. A similar representation was made to us in connection with the adoption of the Rule 10b5-1 Plan under our insider trading policy. Those representations were made as of the Adoption Date set forth above, and speak only as of that date. In making those representations, there is no assurance with respect to any material nonpublic information of which the directors and officers was unaware, or with respect to any material nonpublic information acquired by the above directors and officers or passage after the date of the representation.
Once executed, transactions under a Rule 10b5-1 Plan adopted during the period described above will be disclosed publicly through Form 4 and/or Form 144 filings with the SEC in accordance with applicable securities laws, rules, and regulations. Except as may be required by law, we do not undertake any obligation to update or report any modification, termination, or other activity under current or future Rule 10b5-1 plans that may be adopted by Mr. Tzianabos or other officers or directors of the Company.
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