Nuburu Inc
For the period ended Dec 31, 2023. Filed Apr 15, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Apr 15, 2024
BURU$0.21+8.7%Stored close · as of Nov 6, 2026
Contents
Table of Contents
| Page | ||
|---|---|---|
| SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS | 1 | |
| PART I | 4 | |
| ITEM 1. | BUSINESS | 4 |
| ITEM 1A. | RISK FACTORS | 17 |
| ITEM 1B. | UNRESOLVED STAFF COMMENTS | 44 |
| ITEM 1C. | CYBERSECURITY | 44 |
| ITEM 2. | PROPERTIES | 45 |
| ITEM 3. | LEGAL PROCEEDINGS | 45 |
| ITEM 4. | MINE SAFETY DISCLOSURES | 45 |
| PART II | 46 | |
| ITEM 5. | MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES | 46 |
| ITEM 6. | [RESERVED] | 47 |
| ITEM 7. | MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS | 48 |
| ITEM 7A. | QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK | 56 |
| ITEM 8. | FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA | 56 |
| ITEM 9. | CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE | 56 |
| ITEM 9A. | CONTROLS AND PROCEDURES | 56 |
| ITEM 9B. | OTHER INFORMATION | 57 |
| ITEM 9C. | DISCLOSURE REGARDING FOREIGN JURISDICTION THAT PREVENT INSPECTIONS. | 57 |
| PART III | 58 | |
| ITEM 10. | DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE | 58 |
| ITEM 11. | EXECUTIVE COMPENSATION | 58 |
| ITEM 12. | SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS | 58 |
| ITEM 13. | CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE | 58 |
| ITEM 14. | PRINCIPAL ACCOUNTANT FEES AND SERVICES | 58 |
| PART IV | 59 | |
| ITEM 15. | EXHIBITS, FINANCIAL STATEMENTS SCHEDULES | 59 |
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