VIAVI SOLUTIONS INC
For the period ended Sep 28, 2024. Filed Nov 1, 2024.
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Sep 28, 2024 · Filed Nov 1, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
On September 10, 2024, Kevin Siebert, Senior Vice President, General Counsel and Secretary of VIAVI, entered into a prearranged trading plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of an indeterminable number of shares of common stock. Mr. Siebert’s plan begins on September 10, 2024, and expires when all of the shares are sold or on September 30, 2025, whichever occurs first. The earliest date that sales could occur under this plan is December 10, 2024.
On September 11, 2024, Luke Scrivanich, Senior Vice President, General Manager OSP of VIAVI, entered into a prearranged trading plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of an indeterminable number of shares of common stock. Mr. Scrivanich’s plan begins on September 11, 2024, and expires when all of the shares are sold or on September 30, 2025, whichever occurs first. The earliest date that sales could occur under this plan is December 11, 2024.
None of VIAVI’s other directors or Section 16 officers adopted, modified orterminated a trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a “non-Rule” 10b5–1 trading arrangement, as those terms are defined in Regulation S-K, Item 408, during the fiscal quarter ended September 28, 2024.
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