VIAVI SOLUTIONS INC
For the period ended Jun 29, 2024. Filed Aug 16, 2024.
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FY2024 · Filed Aug 16, 2024
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ITEM 9B. OTHER INFORMATION
Rule 10b5-1 Trading Arrangements
On May 14, 2024, Ralph Rondinone, Senior Vice President, Global Operations of VIAVI, entered into a prearranged trading plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of an indeterminable number of shares of common stock. Mr. Rondinone’s plan begins on May 14, 2024, and expires when all of the shares are sold or on February 6, 2026, whichever occurs first. The earliest date that sales could occur under this plan is August 13, 2024.
On May 15, 2024, Masood Jabbar, Director of VIAVI, entered into a prearranged trading plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 120,000 shares of common stock. Mr Jabbar’s plan begins on May 15, 2024, and expires when all of the shares are sold or on January 21, 2025, whichever occurs first. The earliest date that sales could occur under this plan is August 14, 2024.
None of VIAVI’s other directors or Section 16 officers adopted, modified orterminated a trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a “non-Rule” 10b5–1 trading arrangement, as those terms are defined in Regulation S-K, Item 408, during the fiscal quarter ended June 29, 2024.
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