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GERON CORP

For the period ended Dec 31, 2025. Filed Mar 2, 2026.

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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2025 · Filed Mar 2, 2026

GERN$1.00+0.7%Stored close · as of Nov 9, 2026

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Contents

Item 1C. Cybersecurity

Risk management and strategy

We operate in the biopharmaceutical sector, which is a highly regulated sector subject to various

cybersecurity risks that could adversely affect our business, financial condition, and results of operations, including

intellectual property theft; fraud; extortion; harm to employees or customers; disruption of our clinical trials, manufacturing

or supply chain; violation of privacy laws and other litigation and legal risk; and reputational risk. We rely primarily on

industry-leading third parties and a cloud-based infrastructure for our information technology systems, and accordingly are

dependent on these third parties’ own cybersecurity risk management practices and strategy. We have implemented and

maintain various information security processes designed to identify, assess and manage material risks from cybersecurity

threats to our critical computer networks, third party hosted services, communications systems, hardware and software, and

our critical data, including clinical trial data, intellectual property, confidential information that is proprietary, strategic,

financial or competitive in nature, and personal data (“Information Systems and Data”).

We take a risk-based approach to identify and assess the cybersecurity threats and risks that could affect our

business and Information Systems and Data. Our Information Technology personnel help identify, assess and manage our

cybersecurity threats and risks, and support our efforts to identify and assess risks from cybersecurity threats by monitoring

and evaluating our threat environment. We use various methods and tools to identify, assess and manage cybersecurity

threats and risks, including, for example, automated tools, a third-party managed detection and response firm to monitor

security alerts on a 24-hour basis, industry reports, engaging a virtual Chief Information Security Officer, third party threat

assessments and penetration testing. In addition, we encrypt data at rest and maintain network security controls, such as

firewalls and virtual private networks. We also conduct computerized system monitoring and access control, including

asset management, tracking and disposal associated with onboarding and offboarding of personnel. We maintain

cybersecurity insurance.

Depending on the environment, we implement and maintain various technical, physical, and organizational

measures, processes, standards and policies designed to manage and mitigate material risks from cybersecurity threats to

our Information Systems and Data. For example, in 2025, we expanded our monitoring capabilities by engaging with a

managed detection and response firm to monitor and respond to security alerts on a 24-hour, seven-day-a-week basis. We

have implemented and maintain an incident response plan, and we utilize automated tools designed to maintain email

security. We have also implemented a computerized system security and password policy that defines security for access to

computer systems managed and controlled by us, and a procedure for computerized system incident management to

address any unplanned issues in regulated computerized systems that could impact subject safety, product quality, and data

integrity. We further protect access by monitoring risk-based sign-in attempts, and require stronger authentication (e.g.,

multi-factor authentication) based on defined policies. We periodically conduct cybersecurity incident tabletop training

exercises involving our personnel and plan to continue conducting similar training exercises in 2026.

Our assessment and management of material risks from cybersecurity threats areintegrated into our overall

risk management processes. For example, ourhead of Information Technology evaluates material risks from cybersecurity

threats and reports periodically to the Audit Committee of our Board, which evaluates our overall enterprise risk. We use

third-party service providers to assist us from time to time to identify, assess, and manage material risks from cybersecurity

threats, including, for example, cybersecurity software providers such as our managed detection and response firm,

cybersecurity service providers, penetration testing firms, auditors, and professional services firms, such as our virtual

Chief Information Security Officer, including legal counsel. These relationships enable us to leverage specialized

knowledge and insights, enabling our cybersecurity strategies and processes to remain consistent with industry best

practices.

We rely onthird-party service providers to perform a variety of functions throughout our business, such as

contract manufacturing organizations, contract research organizations, suppliers and consultants, and third party logistics

organizations and distributors to distribute RYTELO. We conduct quality and cyber audits of regulated vendors, which

typically include an assessment of such vendor’s information technology systems, checks for recent cybersecurity

incidents, analyzing potential vulnerabilities associated with such vendor's externally facing infrastructure, and the

cybersecurity controls they have in place to protect the Company's data, and we impose appropriate contractual obligations

on vendors pertaining to information security. Depending on the nature of the services provided, the sensitivity of the

Information Systems and Data at issue, and the identity of the provider, our efforts may involve different levels of

assessment designed to help identify cybersecurity risks associated with a provider and impose contractual obligations

related to cybersecurity on the provider.

For a description of the risks from cybersecurity threats that may materially affect us and how they may do

so, see our risk factors under Part 1. Item 1A. Risk Factors in this Report, including “Risks Related to Information

Technology Systems, Data Security and Data Privacy.”

Governance

Our Board of Directors addresses our cybersecurity risk management as part of its general oversight

function. The Audit Committee of our Board is responsible for overseeing our cybersecurity risk management processes,

including oversight and mitigation of risks from cybersecurity threats.

Our Audit Committee, as well as our Chief Financial Officer and other members of our executive

management as appropriate, receives periodic reports from our head of Information Technology concerning our significant

cybersecurity threats and risks and the processes we have implemented to address them. The Audit Committee also

receives various periodic presentations related to cybersecurity threats, risk and mitigation.

Risk Management Personnel

Our Information Technology personnel responsible for cybersecurity risk assessment and management

processes are managed by certain members of our executive management, including our Chief Financial Officer. Together

with our executive management, our Information Technology personnel are responsible for helping to integrate

cybersecurity risk considerations into our overall risk management strategy, and communicating key priorities to relevant

personnel. We believe these Information Technology personnel have the skills appropriate to help us prepare for

cybersecurity incidents, approve cybersecurity processes, and review security assessments and other security-related

reports.

Our cybersecurity incident response plan is designed to escalate certain cybersecurity incidents to members

of management depending on the circumstances, including executive management. When appropriate given the nature of

any potential cybersecurity incident, our executive management works with our incident response team to help us mitigate

and remediate cybersecurity incidents of which they are notified, and to make any legally required notifications to

individuals or regulatory agencies, including making any required disclosures under the Exchange Act.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.