IONIS PHARMACEUTICALS INC
For the period ended Sep 30, 2024. Filed Nov 6, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 6, 2024
IONS$39.42+1.6%Stored close · as of Nov 6, 2026
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Other Information
| ITEM 5. | OTHER INFORMATION |
|---|
Trading Plans
During the quarter ended September 30, 2024, our Section 16 officers and directors adopted or terminated contracts, instructions or written plans for the purchase or sale of our securities as noted in the table below.
| * | Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. |
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| ** | “Non-Rule 10b5-1 trading arrangement” as defined in item 408(c) of Regulation S-K under the Exchange Act. |
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| Action | Date | Trading Arrangement | Total Shares to be Sold | Expiration Date | |
|---|---|---|---|---|---|
| Rule 10b5-1* | Non-Rule 10b5-1** | ||||
| Eric Swayze EVP, Research | Termination | August 12, 2024 | X | 85,614 | Upon the execution of all instructions provided in the plan |
| Brian Birchler EVP, Corporate and Development Operations | Adoption | August 12, 2024 | X | 71,400 | The earlier to occur of (i) January 2, 2026, and (ii) upon the execution of all instructions provided in the plan |
| Brett P. Monia Chief Executive Officer | Adoption | August 12, 2024 | X | 431,245 | The earlier to occur of (i) May 7, 2026, and (ii) upon the execution of all instructions provided in the plan |
| C. Frank Bennett EVP, Chief Scientific Officer | Adoption | August 12, 2024 | X | 111,149 | The earlier to occur of (i) January 2, 2026, and (ii) upon the execution of all instructions provided in the plan |
| Joseph Loscalzo Board Member | Adoption | August 12, 2024 | X | 62,677 | The earlier to occur of (i) November 10, 2025, and (ii) upon the execution of all instructions provided in the plan |
| Eric Swayze EVP, Research | Adoption | August 14, 2024 | X | 177,770 | The earlier to occur of (i) December 31, 2027, and (ii) upon the execution of all instructions provided in the plan |
| Shannon L. Devers EVP, Chief Human Resources Officer | Adoption | September 3, 2024 | X | 123,508 | The earlier to occur of (i) January 31, 2026, and (ii) upon the execution of all instructions provided in the plan |
| Spencer Berthelsen Director | Adoption | September 11, 2024 | X | 16,000 | The earlier to occur of (i) June 30, 2025, and (ii) upon the execution of all instructions provided in the plan |
Index
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