HORNBECK OFFSHORE SERVICES, INC.
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 9, 2026
HOS$5.38+1.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. —Exhibits
| Exhibit No. | Description | Reference |
| 2.1 | Agreement and Plan of Merger, dated as of April 22, 2026, by and among Helix Energy Solutions Group, Inc., Odyssey Sub, Inc., Hercules Sub LLC and Hornbeck Offshore Services, Inc. | Incorporated by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on April 24, 2026 |
| 3.1 | Certificate of Incorporation of Hornbeck Offshore Services, Inc. | Incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 1, 2026 |
| 3.2 | Certificate of Amendment to Certificate of Incorporation of Hornbeck Offshore Services, Inc. | Incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 1, 2026 |
| 3.3 | Amended and Restated Bylaws of Hornbeck Offshore Services, Inc. | Incorporated by reference to Exhibit 3.3 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 1, 2026 |
| 4.1 | Amended and Restated Jones Act Warrant Agreement, dated as of September 1, 2026, by and among Hercules Sub LLC (as successor by merger to Hornbeck Offshore Services, Inc.), Hornbeck Offshore Services, Inc. (f/k/a Helix Energy Solutions Group, Inc.) and Equiniti Trust Company, LLC, as warrant agent | Incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 1, 2026 |
| 4.2 | Amended and Restated Jones Act Anti-Dilution Warrant Agreement, dated as of September 1, 2026, by and among Hercules Sub LLC (as successor by merger to Hornbeck Offshore Services, Inc.), Hornbeck Offshore Services, Inc. (f/k/a Helix Energy Solutions Group, Inc.) and Equiniti Trust Company, LLC, as warrant agent | Incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 1, 2026 |
| 10.1 | First Amendment to Second Lien Term Loan Credit Agreement, dated as of August 28, 2026, by and among Hornbeck Offshore Services, Inc. (as predecessor by merger to Hercules Sub LLC), the lenders party thereto and Stonebriar Commercial Finance LLC, as administrative agent | Filed herewith |
| **10.2 | First Incremental Facility Amendment, dated as of August 28, 2026, by and among Hornbeck Offshore Services, Inc. (as predecessor by merger to Hercules Sub LLC), the guarantors party thereto, the financial institutions as lenders party thereto and DNB Bank ASA, New York Branch, as administrative agent | Filed herewith |
| **10.3 | Second Amendment to Credit Agreement, dated as of August 28, 2026, by and among Hornbeck Offshore Services, Inc. (as predecessor by merger to Hercules Sub LLC), the lenders party thereto and DNB Bank ASA, New York Branch, as administrative agent | Filed herewith |
| 10.4† | Consulting Agreement between Helix Energy Solutions Group, Inc. and Owen Kratz, dated as of August 31, 2026 | Incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 1, 2026 |
| 10.5† | Second Amended and Restated Employment Agreement, dated as of September 1, 2026, by and among Hornbeck Offshore Services, Inc., Hornbeck Offshore Operators, LLC, and Todd M. Hornbeck | Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026 |
| 10.6† | Form of Employment Agreement for Executive Officers | Incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026. |
|---|---|---|
| 10.7† | Employment Agreement, dated as of September 1, 2026, by and among Hornbeck Offshore Services, Inc., Hornbeck Offshore Operators, LLC, and Robert P. Adams | Filed herewith |
| 10.8† | Employment Agreement, dated as of September 1, 2026, by and among Hornbeck Offshore Services, Inc., Hornbeck Offshore Operators, LLC, and Samuel A. Giberga | Filed herewith |
| 10.9† | Employment Agreement, dated as of September 1, 2026, by and among Hornbeck Offshore Services, Inc., Hornbeck Offshore Operators, LLC, and Scotty Sparks | Filed herewith |
| 10.10† | Employment Agreement, dated as of September 1, 2026, by and among Hornbeck Offshore Services, Inc., Hornbeck Offshore Operators, LLC, and Ben Todd | Filed herewith |
| 10.11† | Form of Indemnification Agreement | Incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 1, 2026 |
| 10.12† | Hornbeck Offshore Services, Inc. 2026 Omnibus Inducement Incentive Plan | Incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026 |
| 10.13† | Performance-Based Restricted Stock Unit Grant Notice and Award Agreement by and between Hornbeck Offshore Services, Inc., and Todd M. Hornbeck | Incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026 |
| 10.14† | Hornbeck Offshore Services, Inc. 2005 Long Term Incentive Plan (as amended and restated) | Filed herewith |
| 10.15† | Form of Restricted Stock Unit Grant Notice and Award Agreement for Executive Officers under the Hornbeck Offshore Services, Inc. 2005 Long Term Incentive Plan | Incorporated by reference to Exhibit 10.5 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026 |
| 10.16† | Form of Non-Qualified Stock Option Grant Notice and Award Agreement for Executive Officers under the Hornbeck Offshore Services, Inc. 2005 Long Term Incentive Plan | Incorporated by reference to Exhibit 10.6 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026 |
| 10.17† | Form of Cash Award Notice and Award Agreement for Executive Officers under the Hornbeck Offshore Services, Inc. 2005 Long Term Incentive Plan | Incorporated by reference to Exhibit 10.7 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026 |
| 10.18† | 2020 Management Incentive Plan of Hornbeck Offshore Services, Inc. (as amended) | Incorporated by reference to Exhibit 4.4 to the Registrant’s Registration Statement on Form S-8 filed with the SEC on September 1, 2026 |
| 10.19† | Restricted Stock Unit Award Agreement, dated as of August 31, 2026, by and between Hornbeck Offshore Services, Inc., and Todd M. Hornbeck | Incorporated by reference to Exhibit 4.5 to the Registrant’s Registration Statement on Form S-8 filed with the SEC on September 1, 2026 |
| 10.20† | Hornbeck Offshore Services, Inc. Employee Stock Purchase Plan (as amended and restated) | Filed herewith |
| 10.21† | Hornbeck Offshore Services, Inc. Director Compensation Policy | Incorporated by reference to Exhibit 10.8 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026 |
| 10.22† | Form of Non-Employee Director Restricted Stock Unit Grant Notice and Award Agreement under the Hornbeck Offshore Services, Inc. 2005 Long Term Incentive Plan | Incorporated by reference to Exhibit 10.9 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 4, 2026 |
| 31.1 | Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith |
| 31.2 | Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith |
| 32.1 | Certification of the Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | Furnished herewith |
| 32.2 | Certification of the Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | Furnished herewith |
| 101.INS | Inline XBRL Instance Document | Filed herewith |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed herewith |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed herewith |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed herewith |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed herewith |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed herewith |
| 104 | The cover page from Hornbeck Offshore Services, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2026, formatted in Inline XBRL and contained in Exhibit 101 | Filed herewith |
** Certain annexes, schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Registrant undertakes to furnish supplemental copies of any of the omitted annexes, schedules and exhibits to the Securities and Exchange Commission upon its request.
† Management contract or compensatory plan or arrangement.
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