ALLIANCEBERNSTEIN HOLDING L.P.
For the period ended Mar 31, 2026. Filed May 1, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 1, 2026
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2025-09-30; filed 2025-10-23.
0000825313-25-000104
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresCurrent report: 10-Q
Period ended 2026-03-31; filed 2026-05-01.
0000825313-26-000032
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 18 previous paragraphs and 18 current paragraphs.
10 unchanged; 7 reworded; 0 added; 1 removed; 0 previous and 1 current paragraphs rearranged.
Tables are not compared: 2 previous and 2 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
Removed paragraphs (1)
Previous report
(2)Includes 19,682,946 AB Holding Units retired in connection with the Amended Exchange Agreement entered into with EQH on July 10, 2025. As the exchange was undertaken on a unit for unit basis and not for cash consideration, there is no purchase price. The price reflected in the table is related to the unit withholdings reflected in note one above to this table.
Reworded paragraphs (7)
Previous wording
During the third quarter of 2025, there have been no material changes to the risk factors from those appearing in AB Holding's Annual Report on Form 10-K for the fiscal year ended December 31, 2024.
Current wording
During the first quarter of 2026, there have been no material changes to the risk factors from those appearing in AB Holding's Annual Report on Form 10-K for the fiscal year ended December 31, 2025.
Previous wording
Each quarter, AB considers whether to implement a plan to repurchase AB Holding Units pursuant to Rules 10b5-1 and 10b-18 under the Securities Exchange Act of 1934 ("Exchange Act"). The plan adopted during the third quarter of 2025 expired at the close of business on October 22, 2025. AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units for anticipated obligations under the firm's incentive compensation award program and for other corporate purposes. See Note 3 to the condensed financial statements contained in Part 1, Item 1.
Current wording
Each quarter, AB considers whether to implement a plan to repurchase AB Holding Units pursuant to Rules 10b5-1 and 10b-18 under the Securities Exchange Act of 1934 ("Exchange Act"). The plan adopted during the first quarter of 2026 expired at the close of business on April 27, 2026. AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units for anticipated obligations under the firm's incentive compensation award program and for other corporate purposes. See Note 3 to the condensed financial statements contained in Part 1, Item 1.
Previous wording
AB Holding Units bought by us or one of our affiliates during the third quarter of 2025 are as follows:
Current wording
AB Holding Units bought by us or one of our affiliates during the first quarter of 2026 are as follows:
Previous wording
(1)During the third quarter of 2025, AB retained from employees 3,825 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
Current wording
(1)During the first quarter of 2026, AB retained from employees 100,652 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
Previous wording
(3) During the third quarter of 2025, AB purchased 103,004 AB Holding Units on the open market pursuant to a Rule 10b5-1 plan for anticipated obligations under our incentive compensation award program.
Current wording
(2)During the first quarter of 2026, AB purchased 126,028 AB Holding Units on the open market pursuant to a Rule
Previous wording
AB Units bought by us or one of our affiliates during the third quarter of 2025 are as follows:
Current wording
AB Units bought by us or one of our affiliates during thefirst quarter of 2026 are as follows:
Previous wording
(1)During third quarter of 2025, AB purchased 1,100 AB Units in private transactions, and retired them.
Current wording
(1)During first quarter of 2026, AB purchased 1,500 AB Units in private transactions and retired them.
Rearranged current paragraphs (1)
Current report — wording carried from elsewhere
10b5-1 plan for anticipated obligations under our incentive compensation award program.