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DLH Holdings Corp.

For the period ended Sep 30, 2025. Filed Dec 10, 2025.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2025 · Filed Dec 10, 2025

DLHC$3.64-0.3%Stored close · as of Nov 10, 2026

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Item 5. Principal Market

Our common stock is currently traded on The Nasdaq Capital Market under the symbol "DLHC."

Equity Holders

As of September 30, 2025, the number of shareholders of our common stock of record was approximately 100 persons. The number of stockholders of record is not representative of the number of beneficial stockholders due to the fact that many shares are held by depositories, brokers, or nominees.

Dividends

We have not declared or paid any cash dividends on its common stock since inception. We do not intend to pay any cash dividends at this time or in the foreseeable future.

Recent Sales of Unregistered Securities

None.

Repurchase of Equity Securities

None.

Securities Authorized for Issuance under Equity Compensation Plans

The Company presently utilizes one shareholder-approved equity compensation plan under which it makes equity compensation awards available to officers, directors, employees and consultants. The table set forth below discloses outstanding and available awards under our equity compensation plans as of September 30, 2025. All grants of equity securities made to executive officers and directors are now made under the 2025 Equity Incentive Plan (the “2025 Plan”). Our shareholders approved the adoption of the 2025 Plan at the Annual Meeting held in March 2025. The 2025 Plan governs the awarding of equity securities and replaced the 2016 Omnibus Equity Incentive Plan upon approval.

Equity Compensation Plan Information
Plan Category(a)Number of Securitiesto be issuedupon exercise ofoutstanding options,warrants and rights(b)Weighted Averageexercise price ofoutstanding options,warrants and rights(or fair value atdate of grant)(c)Number of securitiesremaining available forfuture issuances underequity compensationplans (excluding securitiesreflected in column (a))
Equity Compensation Plans Approved by Security Holders:
Employee stock options937,400$9.651,231,554
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.