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RAYMOND JAMES FINANCIAL INC

For the period ended Mar 31, 2026. Filed May 6, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 6, 2026

RJF$162.81-1.2%Stored close · as of Nov 6, 2026

What changed in Risk Factors?

Read the current filing

Previous report: 10-Q

Period ended 2025-12-31; filed 2026-02-06.

0000720005-26-000035

Item 1A. Risk FactorsDefaults Upon Senior SecuritiesOther Information

Current report: 10-Q

Period ended 2026-03-31; filed 2026-05-06.

0000720005-26-000051

Item 1A. Risk FactorsDefaults Upon Senior SecuritiesOther Information

The baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.

Compared 13 previous paragraphs and 13 current paragraphs.

10 unchanged; 2 reworded; 1 added; 1 removed; 0 previous and 0 current paragraphs rearranged.

Tables are not compared: 2 previous and 2 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.

A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.

Added paragraphs (1)

Current report

During the six months ended March 31, 2026, there have been no material changes to the risk factors set forth under “Part 1 - Item 1A. Risk factors” of our 2025 Form 10-K.
Removed paragraphs (1)
Reworded paragraphs (2)

Previous wording

We did not have any sales of unregistered securities for the three months ended December 31, 2025.

Current wording

We did not have any sales of unregistered securities for the six months ended March 31, 2026.

Previous wording

We purchase our own stock from time to time in conjunction with a number of activities, each of which is described in the following paragraphs. The following table presents information on our purchases of our own stock, on a monthly basis, for the three months ended December 31, 2025.

Current wording

We purchase our own stock from time to time in conjunction with a number of activities, each of which is described in the following paragraphs. The following table presents information on our purchases of our own stock, on a monthly basis, for the six months ended March 31, 2026.