RTX Corp
For the period ended Oct 15, 2024. Filed Oct 16, 2024.
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Oct 15, 2024 · Filed Oct 16, 2024
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EX-99.1 · CERTIFICATION
CERTIFICATION
To: United States Department of Justice
Criminal Division, Fraud Section
Attention: Chief of the Fraud SectionUnited States Department of JusticeNational Security DivisionCounterintelligence and Export Control SectionAttention: Chief of the Counterintelligence and Export Control Section
United States Attorney’s Office EasternDistrict of New YorkAttention: United States Attorney
Re: Deferred Prosecution Agreement Disclosure Certification
The undersigned certify, pursuant to Paragraph 6 of the deferred prosecution agreement (“the Agreement”) filed on October 16, 2024, in the United States District Court for the Eastern District of New York, by and between the United States of America and Raytheon Company (the “Company”), that undersigned are aware of the Company’s disclosure obligations under Paragraph 6 of the Agreement, and that the Company has disclosed to the United States Department of Justice, Criminal Division, Fraud Section (the “Fraud Section”), National Security Division, Counterintelligence and Export Control Section (“CES”), and United States Attorney’s Office for the Eastern District of New York (collectively, the “Offices”) any and all evidence or allegations of conduct required pursuant to Paragraph 6 of the Agreement, which includes evidence or allegations of conduct that may constitute a violation of the FCPA anti-bribery or accounting provisions or the Foreign Extortion Prevention Act (“FEPA”) had the conduct occurred within the jurisdiction of the United States, as well as any non-frivolous evidence or allegation of conduct that may constitute a criminal violation of the Arms Export Control Act (“AECA”), 22 U.S.C. §
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12778 et seq., and its implementing regulations, the International Traffic in Arms Regulations (“ITAR”), §§ 120-130 (“Disclosable Information”). This obligation to disclose information extends to any and all Disclosable Information that has been identified through the Company’s compliance and controls program, whistleblower channel, internal audit reports, due diligence procedures, investigation process, or other processes. The undersigned further acknowledge and agree that the reporting requirements contained in Paragraph 6 and the representations contained in this certification constitute a significant and important component of the Agreement and of the Offices’ determination whether the Company has satisfied its obligations under the Agreement.
The undersigned hereby certify that they are the President and the Chief Financial Officer of the Company, respectively, and that each has been duly authorized by the Company to sign this Certification on behalf of the Company.
This Certification shall constitute a material statement and representation by the undersigned and by, on behalf of, and for the benefit of, the Company to the executive branch of the United States for purposes of 18 U.S.C. § 1001, and such material statement and representation shall be deemed to have been made in the Eastern District of New York. This Certification shall also constitute a record, document, or tangible object in connection with a matter within the jurisdiction of a department and agency of the United States for purposes of 18 U.S.C. § 1519, and such record, document, or tangible object shall be deemed to have been made in the Eastern District of New York.
| Date: | Name (Printed): |
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| Name (Signed): | |
| President | |
| Raytheon Company | |
| Date: | Name (Printed): |
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| Name (Signed): | |
| Chief Financial Officer | |
| Raytheon Company |
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ATTACHMENT F
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