CUMMINS INC
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
CMI$466.47+3.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 5. Other Information
| (c) During the third quarter of 2026, none of our directors or executive officers adopted or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408(a) of Regulation S-K), except as set forth in the table below: | ||||||
|---|---|---|---|---|---|---|
| Name | Title | Action Taken | Date | Type of Trading Agreement (1) | Duration of Trading Agreement (2) | Aggregate Number of Shares to be Sold |
| Amy R. Davis | Vice President and President - Accelera and Components | Adoption | 8/25/2026 | Rule 10b5-1 trading arrangement | 12/24/2026 | 11,292 shares (3) |
| (1) Each trading arrangement marked as a Rule 10b5-1 trading arrangement is intended to satisfy the affirmative defense of Rule 10b5-1(c). | ||||||
| (2) Each trading arrangement permits transactions through and including the earlier to occur of the completion of all sales under the trading arrangement or the date listed in the table. | ||||||
| (3) The aggregate number of shares to be sold includes shares subject to the vesting of restricted stock unit and performance share unit awards, and accordingly the actual amount may vary based on tax withholding and satisfaction of performance conditions. | ||||||
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