PFX
Phenixfin CorporationNASDAQ
Financial Services • Asset Management
$42.03+1.58%
Close Nov 6, 2026
- Market cap
- $81.22M
- 1 month
- -8.8%
- 3 months
- -3.1%
- 1 year
- —
- 52-week range
- $38.30$54.41
- Dividend, last 12 mo
- None in the last year
- Last ex-date
- Jun 29, 2016 · $0.4656
- Short interest
- 0.0% of float685 shares · settled Oct 15, 2026 · +511.6% since Sep 30, 2026 · FINRA
Fundamentals · trailing 12 months to Jun 30, 2026
- Revenue
- $27.37M
- Net income
- $4.67M
- Free cash flow
- —
- Book value
- —
- Total debt
- —
- P/E
- 17.4×
- Price / sales
- 3×
- Price / book
- —
- FCF yield
- —
- Net margin
- +17.1%
EODHD (TTM) · as of Nov 6, 2026
End-of-day close from stored market data, not a live quote.
About Phenixfin Corporation
PhenixFIN Corporation is a business development company. The firm seeks to invest in privately negotiated debt and equity securities of small and middle market companies.
Read more
It primarily invests in the following sectors: business services; buildings and real estate; automobile; oil and gas; aerospace and defense; home and office furnishings, housewares, and durable consumer products; healthcare, education and childcare; personal, food, and miscellaneous services; retail stores, diversified or conglomerate manufacturing; telecommunications; mining, steel, iron, and non-precious metals; leisure, amusement, motion pictures, and entertainment; chemicals, plastics, and rubber; finance; personal and nondurable consumer products (manufacturing only); beverage, food, and tobacco; containers, packaging, and glass; structure finance securities; machinery (non-agriculture, non-construction, non-electric); diversified or conglomerate service; restaurant and franchise; electronics; and cargo transport. The firm seeks to invest in companies located in North America. The firm targets private debt transactions in companies with enterprise values or asset values between $25 million and $250 million. The firm seeks to invest in companies with debt investment values between $10 million and $50 million. It exits its investments between three years and seven years; it holds most of its investments to maturity or repayment, but may realize or sell some investments earlier. The firm may take a board seat on its investee companies and can also offer managerial assistance to certain portfolio companies. It structures its investments as first lien senior secured loans, second lien senior secured loans, senior secured notes, senior subordinated notes, subordinate notes, unitranche loans, and seeks warrants or other equity participation. The firm may co-invest in privately negotiated transactions under certain conditions. PhenixFIN Corporation was founded in 2010 and is headquartered in New York, New York.
- Website
- phenixfc.com
- Headquarters
- New York, NY, United States
- Employees
- 11
- Listed
- Jan 21, 2011
- Fiscal year ends
- September
Company profile from EODHD, stored Oct 24, 2026.
Quarterly results
The last 8 fiscal quarters as reported (EODHD). Year over year compares the same quarter a year earlier. Gross margin and operating income are not shown for a bank or insurer.
| Quarter | Revenue | YoY | Net income |
|---|---|---|---|
| Jun 2026filed Aug 5, 2026 | $6.9M | +99.1% | $4.2M |
| Mar 2026filed May 5, 2026 | $4.1M | -9.1% | $1.1M |
| Dec 2025filed Feb 9, 2026 | $7.4M | +4.2% | -$4.8M |
| Sep 2025filed Dec 12, 2025 | $9.1M | -11.9% | $4.1M |
| Jun 2025filed Aug 6, 2025 | $3.4M | -49.8% | -$1.5M |
| Mar 2025filed May 7, 2025 | $4.5M | -52.6% | -$896.1K |
| Dec 2024filed Feb 7, 2025 | $7.1M | -17.5% | $2.5M |
| Sep 2024filed Dec 17, 2024 | $10.3M | +6.8% | $6.1M |
Fiscal years · last 6
| Fiscal year | Revenue | YoY | Net income |
|---|---|---|---|
| Sep 2025filed Dec 12, 2025 | $24.1M | -31.6% | $4.2M |
| Sep 2024filed Dec 17, 2024 | $35.2M | +0.5% | $18.6M |
| Sep 2023filed Dec 22, 2023 | $35.0M | +455.5% | $26.9M |
| Sep 2022filed Jan 27, 2023 | $6.3M | -23.5% | -$6.1M |
| Sep 2021filed Dec 20, 2021 | $8.2M | -61.7% | $1.3M |
| Sep 2020filed Sep 30, 2020 | $21.5M | -53.5% | -$65.8M |
Short-interest history
FINRA reports open short positions for a settlement date. The publication date is later. These are reported positions, with a separate date for each observation.
Compare the reported short exposure around the dates you bought, sold or watched PFX. A long position benefits from price rises; a short position benefits from falls. A change in these counts does not predict either move.
Settlement Oct 15, 2026
685 shares short
+573 shares (+511.6%) vs Sep 30, 2026
0% of the stored float. Published Oct 26, 2026.
Settlement Sep 30, 2026
112 shares short
-170 shares (-60.3%) vs Sep 15, 2026
0% of the stored float. Published Oct 9, 2026.
Settlement Sep 15, 2026
282 shares short
-2,053 shares (-87.9%) vs Aug 31, 2026
0% of the stored float. Published Sep 24, 2026.
Settlement Aug 31, 2026
2,335 shares short
+357 shares (+18%) vs Aug 14, 2026
0.2% of the stored float. Published Sep 10, 2026.
Settlement Aug 14, 2026
1,978 shares short
+1,284 shares (+185%) vs Jul 31, 2026
Share of float unavailable. Published Aug 25, 2026.
Settlement Jul 31, 2026
694 shares short
-563 shares (-44.8%) vs Jul 15, 2026
Share of float unavailable. Published Aug 11, 2026.
Change = this settlement’s shares short − the previous recorded settlement’s shares short; percentage change divides by that earlier count. A zero earlier count has no percentage change. Split-spanning counts are left uncompared. Float percentages use the stored settlement observation, not today’s float.
Source: stored FINRA equity short-interest records, up to six settlements from the last 240 days. FINRA data and reporting dates · How to read short interest
Dividends and stock splits
See the recorded cash amounts and dates behind PFX’s income, and the splits that change its share count. Dates below are stored event records, not confirmation of a payment to your account.
Cash-dividend records
USD 0.07325 per share
Ex-dividend date: May 18, 2026
Recorded pay date: May 28, 2026 (past date)
Special cash dividend · Polygon event record
USD 1.43 per share
Ex-dividend date: Feb 14, 2025
Recorded pay date: Feb 18, 2025 (past date)
Special cash dividend · Polygon event record
USD 1.31 per share
Ex-dividend date: May 23, 2024
Recorded pay date: Jun 10, 2024 (past date)
Special cash dividend · Polygon event record
USD 0.12 per share
Ex-dividend date: Jul 1, 2022
Recorded pay date: Jul 13, 2022 (past date)
Special cash dividend · Polygon event record
USD 0.465625 per share
Ex-dividend date: Jun 29, 2016
Recorded pay date: Jul 15, 2016 (past date)
Cash dividend · Polygon event record
USD 0.465625 per share
Ex-dividend date: Mar 30, 2016
Recorded pay date: Apr 15, 2016 (past date)
Cash dividend · Polygon event record
Up to six Polygon cash-dividend events, including recorded ex-dates within the next 120 days. Amounts retain their recorded currency and decimal precision. Historical amounts are not restated to a common split basis, annualized, or converted to dollars.
For a long holding, compare the ex-date with when you held the shares and check the pay date against your broker’s cash history. Owning the stock today does not establish past entitlement. For a short holding, a dividend can create a payment obligation to the share lender.
Ex-dates and special dividend rules · Short-sale dividend obligations · Dividend data definitions
Split history
1 for 20 · reverse split
Effective Jul 27, 2020
Each 20 pre-split shares become 1 post-split share.
Source: EODHD
Up to six stored split dates through Nov 7, 2026. Equivalent vendor ratios are combined; conflicting ratios are left out. This history may be incomplete.
A split changes the share count and per-share price basis; it does not by itself add investment value. Put your holding’s earlier and later share counts on the same basis before comparing them. This applies to both long shares and shares owed on a short position.
How stock splits workPortfolio context
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Smart money context
Holder IQ: LOW
0 smart-money holders: institutions with a high Holder IQ
Q2 2026, filed Aug 14, 2026
Smart-money 13F trend: distributing (light)
Unlock crowding heatmapUnlock filer discoveryInsider context
Sentiment: unknown
No recent insider trades detected.
Read the insider context evidence
What it means for you
Sign in to read your holdings or watchlist context. No personal position or direction is inferred.
What happened
No directional recent-activity label is available. This context label is separate from the scored insider signal read.
Why it can matter
A count of reported activity describes a sample, not purchase conviction, an insider’s intent or a future price move. Neutral is not an all-clear, and absent direction is not neutral evidence.
How we got this
The current context rule reads at most 50 nonduplicate issuer/share-class records filed in the last 90 days. It counts a bullish direction or purchase code P toward bullish, and a bearish direction or sale code S toward bearish. A side must exceed the opposite count by more than two to set its label; otherwise nonzero directional counts produce neutral. Calculation unavailable for this saved label: its counts, exact records, as-of time and rule version are not supplied here. Do not substitute the separate scored read’s different window or denominator.
Where the data comes from
Stored SEC Forms 3/4/5 insider-signal records, ordered by filing date with amendment duplicates excluded. Filing date is not transaction date. The last-trade line locates recent reported activity; it does not date or reconstruct the complete count.
Red flags: 4
Read the insider context evidence
What it means for you
Sign in to read your holdings or watchlist context. No personal position or direction is inferred.
What happened
No directional recent-activity label is available. This context label is separate from the scored insider signal read.
Why it can matter
A count of reported activity describes a sample, not purchase conviction, an insider’s intent or a future price move. Neutral is not an all-clear, and absent direction is not neutral evidence.
How we got this
The current context rule reads at most 50 nonduplicate issuer/share-class records filed in the last 90 days. It counts a bullish direction or purchase code P toward bullish, and a bearish direction or sale code S toward bearish. A side must exceed the opposite count by more than two to set its label; otherwise nonzero directional counts produce neutral. Calculation unavailable for this saved label: its counts, exact records, as-of time and rule version are not supplied here. Do not substitute the separate scored read’s different window or denominator.
Where the data comes from
Stored SEC Forms 3/4/5 insider-signal records, ordered by filing date with amendment duplicates excluded. Filing date is not transaction date. The last-trade line locates recent reported activity; it does not date or reconstruct the complete count.
Largest 13-F holders · Q2 2026
11 filers reported a long position in PFX for Q2 2026. 13-F holdings are filed up to 45 days after the quarter ends.
The top 10 hold
100%
of the 330.8K shares 13-F filers reported
Moves vs Q1 2026
1 added3 trimmed
1 new · 5 unchanged
Net shares held
0%
across the 9 holders with a comparable Q1 2026 book
| Rank | Holder | Value | Shares | Shares vs Q1 2026 |
|---|---|---|---|---|
| 1 | Adalta Capital Management LLC | $7.5M · 176.6K shares | 176.6K | +0.6% |
| 2 | AMERICAN FINANCIAL GROUP INC | $2.7M · 64.3K shares | 64.3K | Unchanged |
| 3 | MORGAN STANLEY | $2.3M · 54.5K shares | 54.5K | -0.9% |
| 4 | Bulldog Investors, LLP | $817.9K · 19.2K shares | 19.2K | Unchanged |
| 5 | Legal & General Group Plc | $655.3K · 15.1K shares | 15.1K | Unchanged |
| 6 | OSAIC HOLDINGS, INC. | $17K · 400 shares | 400 | Unchanged |
| 7 | Allworth Financial LP | $12.2K · 286 shares | 286 | Unchanged |
| 8 | WELLS FARGO & COMPANY/MN | $10.6K · 250 shares | 250 | -0.4% |
| 9 | UBS Group AG | $5.5K · 130 shares | 130 | -73.4% |
| 10 | IFG Advisory, LLC | $298 · 7 shares | 7 | New |
Sign in to see each holder’s Holder IQ, factor-adjusted Holder IQ and rank, and compare these holders with all scored filers. Available on every plan.
Sign in5% holder filings (13D / 13G)
Holders of more than 5% of PFX file with the SEC within days. A 13D holder may seek to influence the company; a 13G holder is passive. Each holder’s latest filing from the last three years.
| Filed | Holder | % of class |
|---|---|---|
| May 15, 2026 | 22NW Fund LP13G · passive · amended | 2.2%under 5% |
| May 14, 2026 | Lorber David A13D · activist · amended | 12.9% |
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