QumulusAI, Inc.
For the period ended Sep 30, 2026. Filed Nov 10, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 10, 2026
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Item 6. Exhibits
The following exhibits are being filed or furnished with this quarterly report on Form 10-Q:
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Description | Form | File No. | Exhibit | Filing Date |
| 3.1 | Second Amended and Restated Articles of Incorporation of QumulusAI, Inc. | 8-K | 001-43398 | 3.1 | July 16, 2026 |
| 3.2 | Second Amended and Restated Bylaws of QumulusAI, Inc. | S-1/A | 333-292514 | 3.2 | June 10, 2026 |
| 10.1 | QumulusAI, Inc. 2026 Equity Incentive Plan. | 8-K | 001-43398 | 10.1 | July 16, 2026 |
| 10.2 | Form of Non-Employee Director Restricted Stock Unit Award Agreement under the QumulusAI, Inc. 2026 Equity Incentive Plan. | S-1/A | 333-292514 | 10.45 | May 1, 2026 |
| 10.3 | Form of Employee Restricted Stock Unit Award Agreement under the QumulusAI, Inc. 2026 Equity Incentive Plan. | S-1/A | 333-292514 | 10.46 | May 1, 2026 |
| 10.4 | Form of Employee Performance Share Unit Award Agreement under the QumulusAI, Inc. 2026 Equity Incentive Plan. | S-1/A | 333-292514 | 10.47 | May 1, 2026 |
| 10.5 | Form of Employee Incentive Stock Option Award Agreement under the QumulusAI, Inc. 2026 Equity Incentive Plan. | S-1/A | 333-292514 | 10.48 | May 1, 2026 |
| 10.6 | Form of Employee Non-Qualified Stock Option Award Agreement under the QumulusAI, Inc. 2026 Equity Incentive Plan. | S-1/A | 333-292514 | 10.49 | May 1, 2026 |
| 10.7 | Form of Lock-Up Agreement. | S-1/A | 333-292514 | 10.39 | February 13, 2026 |
| 10.8 | Form of Director and Officer Indemnification Agreement. | S-1/A | 333-292514 | 10.57 | June 29, 2026 |
| 10.9 | First Amendment to Surface Lease Agreement, dated July 17, 2026, by and between TOM-STACK, LLC and SPRE WATONGA OK, LLC. | 10-Q | 001-43398 | 10.13 | August 25, 2026 |
| 10.10 | Membership Interest Purchase Agreement, dated November 5, 2026, between SPRE Commercial Group, Inc. and AM Denton Holdings LLC.* | Filed herewith | |||
| 31.1 | Certification of President and Chief Executive Officer pursuant to SEC Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | Filed herewith | |||
| 31.2 | Certification of Chief Financial Officer pursuant to SEC Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | Filed herewith | |||
| 32.1 | Certification of President and Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | Furnished herewith | |||
| 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | Furnished herewith | |||
| 101 | The following materials from QumulusAI, Inc.’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2026, formatted in Inline XBRL (Extensible Business Reporting Language): (i) the Condensed Consolidated Balance Sheets, (ii) the Condensed Consolidated Statements of Operations, (iii) the Condensed Consolidated Statements of Shareholders’ Equity, (iv) the Condensed Consolidated Statements of Cash Flows, and (v) Notes to Condensed Consolidated Financial Statements. | Filed herewith | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | Filed herewith | |||
*Certain schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| QUMULUSAI, INC. | |
| Date: November 10, 2026 | /s/ Michael Maniscalco |
|---|---|
| Michael Maniscalco | |
| Chief Executive Officer | |
| (Principal Executive Officer) | |
| Date: November 10, 2026 | /s/ Scott Krosnowski |
| Scott Krosnowski | |
| Chief Financial Officer | |
| (Principal Financial Officer) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.