Solstice Advanced Materials Inc.
For the period ended Sep 30, 2025. Filed Nov 13, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 13, 2025
SOLS$63.65+9.7%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. EXHIBITS
| Exhibit Number | Exhibit Description |
| 2.1+ | Separation and Distribution Agreement, dated as of October 30, 2025, by and between Honeywell International Inc. and Solstice Advanced Materials Inc. (incorporated by reference to Exhibit 2.1 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 3.1 | Amended and Restated Certificate of Incorporation of Solstice Advanced Materials Inc., dated as of October 30, 2025 (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-8 (File No. 333-291158) filed with the SEC on October 30, 2025) |
| 3.2 | Amended and Restated By-laws of Solstice Advanced Materials Inc., dated as of October 30, 2025 (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form S-8 (File No. 333-291158) filed with the SEC on October 30, 2025) |
| 4.1 | Indenture, dated as of September 30, 2025, by and among Solstice Advanced Materials Inc., the guarantors named therein and Deutsche Bank Trust Company Americas, as trustee (incorporated by reference to Exhibit 4.1 to Amendment No. 1 to the Company’s Registration Statement on Form 10-12B/A filed with the SEC on September 30, 2025) |
| 4.2 | Form of 5.625% Senior Notes due 2033 (included in Exhibit 4.1) (incorporated by reference to Exhibit 4.1 to Amendment No. 1 to the Company’s Registration Statement on Form 10-12B/A filed with the SEC on September 30, 2025) |
| 10.1+ | Transition Services Agreement, dated as of October 30, 2025, by and between Honeywell International Inc. and Solstice Advanced Materials Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.2+ | Tax Matters Agreement, dated as of October 30, 2025, by and between Honeywell International Inc. and Solstice Advanced Materials Inc. (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.3+ | Employee Matters Agreement, dated as of October 30, 2025, by and between Honeywell International Inc. and Solstice Advanced Materials Inc. (incorporated by reference to Exhibit 10.3 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.4+ | Intellectual Property Cross-License Agreement, dated as of October 30, 2025, by and between Honeywell International Inc. and Solstice Advanced Materials Inc. (incorporated by reference to Exhibit 10.4 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.5+ | Trademark License Agreement, dated as of October 30, 2025, by and between Honeywell International Inc. and Solstice Advanced Materials Inc. (incorporated by reference to Exhibit 10.5 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.6+ | Accelerator License Agreement, dated as of October 30, 2025, by and between Honeywell International Inc. and Solstice Advanced Materials Inc. (incorporated by reference to Exhibit 10.6 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.7+ | Credit Agreement, dated as of October 29, 2025, by and among Solstice Advanced Materials Inc., substantially all of the direct and indirect wholly owned subsidiaries of the Company that are organized under the laws of the United States, as guarantors, the lenders and issuing banks party thereto, and JPMorgan Chase Bank, N.A., as administrative agent (incorporated by reference to Exhibit 10.7 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.8+ | Letter of Credit, dated as of October 29, 2025, by and between Solstice Advanced Materials Inc. and The Toronto-Dominion Bank, New York Branch, as issuer (incorporated by reference to Exhibit 10.8 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.9+ | Letter of Credit, dated as of October 29, 2025, by and between Solstice Advanced Materials Inc. and UniCredit Bank GmbH, New York Branch, as issuer (incorporated by reference to Exhibit 10.9 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.10+ | Letter of Credit, dated as of October 29, 2025, by and between Solstice Advanced Materials Inc. and Banco Bilbao Vizcaya Argentaria, S.A. New York Branch, as issuer (incorporated by reference to Exhibit 10.10 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.11*+ | Offer Letter for David Sewell (incorporated by reference to Exhibit 10.9 to the Company’s Registration Statement on Form 10-12B filed with the SEC on August 21, 2025) |
| 10.12* | Offer Letter for Jason Clifford (incorporated by reference to Exhibit 10.10 to the Company’s Registration Statement on Form 10-12B filed with the SEC on August 21, 2025) |
| 10.13* | Offer Letter for Jeffrey Dormo (incorporated by reference to Exhibit 10.11 to the Company’s Registration Statement on Form 10-12B filed with the SEC on August 21, 2025) |
| 10.14* | Offer Letter for Simon Mawson (incorporated by reference to Exhibit 10.12 to the Company’s Registration Statement on Form 10-12B filed with the SEC on August 21, 2025) |
| 10.15* | Offer Letter for Tina Pierce (incorporated by reference to Exhibit 10.13 to the Company’s Registration Statement on Form 10-12B filed with the SEC on August 21, 2025) |
| 10.16* | Offer Letter for Brian Rudick (incorporated by reference to Exhibit 10.14 to the Company’s Registration Statement on Form 10-12B filed with the SEC on August 21, 2025) |
| 10.17* | 2025 Stock Incentive Plan of Solstice Advanced Materials Inc. and its Affiliates (incorporated by reference to Exhibit 4.3 to the Company’s Registration Statement on Form S-8 (File No. 333-291158) filed with the SEC on October 30, 2025) |
| 10.18* | Form of Restricted Stock Unit Agreement (Executive Officers) (October 2025) (filed herewith) |
| 10.19* | Form of Restricted Stock Unit Agreement (Non-Employee Director Grants) (October 2025) (filed herewith) |
| 10.20* | Severance Plan for Designated Officers (incorporated by reference to Exhibit 10.18 to the Company’s Form 8-K filed with the SEC on October 30, 2025) |
| 10.21* | Solstice Advanced Materials Supplemental Pension Plan (filed herewith) |
| 10.22* | Solstice Advanced Materials Deferred Compensation Plan (filed herewith) |
| 31.1 | Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) |
| 31.2 | Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) |
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) |
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) |
| Exhibit Number | Exhibit Description |
| 101 | The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2025, formatted in inline XBRL: (i) Condensed Combined Statements of Operations, (ii) Condensed Combined Statements of Comprehensive Income (Loss), (iii) Condensed Combined Balance Sheets, (iv) Condensed Combined Statements of Cash Flows, (v) Condensed Combined Statements of Equity, and (vi) Notes to Condensed Combined Financial Statements. |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) |
- Management contract or any compensatory plan, contract, or arrangement.
- Certain schedules and similar attachments have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby undertakes to furnish copies of any of the omitted schedules and similar attachments upon request by the U.S. Securities and Exchange Commission.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SOLSTICE ADVANCED MATERIALS | ||
| Date: November 13, 2025 | By: | /s/ John S. Barresi |
|---|---|---|
| John S. Barresi | ||
| Chief Accounting Officer | ||
| (on behalf of the Registrant | ||
| and as the Registrant’s | ||
| Principal Accounting Officer) | ||
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