Figure Technology Solutions, Inc.
For the period ended Sep 30, 2025. Filed Nov 13, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 13, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. EXHIBIT
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Exhibit Description | Form | File No. | Exhibit | FilingDate | Filed/FurnishedHerewith |
| 3.1 | Second Amended and Restated Certificate of Incorporation | 8-K | 001-42829 | 3.1 | 9/12/2025 | |
| 3.2 | Amended and Restated Bylaws | 8-K | 001-42829 | 3.2 | 9/12/2025 | |
| 4.1 | Form of Class A Common Stock Certificate | S-1/A | 333-289695 | 4.1 | 9/2/2025 | |
| 4.2 | Form of Class B Common Stock Certificate | S-1/A | 333-289695 | 4.2 | 9/2/2025 | |
| 4.3 | Assignment, Assumption and Amendment Agreement, dated as of August 29, 2025, by and among FT Intermediate, Inc., Figure Markets Holdings, Inc. and J. Digital 6 Cayman Ltd. | S-1/A | 333-289695 | 4.3 | 9/8/2025 | |
| 10.1 | Form of Director and Executive Officer Indemnification and Advancement Agreement | S-1/A | 333-289695 | 10.1 | 8/25/2025 | |
| 10.2 | 2025 Incentive Award Plan | S-8 | 333-290240 | 99.5 | 9/12/2025 | |
| 10.3 | Form of Restricted Stock Unit Grant Notice and Agreement under the 2025 Incentive Award Plan | S-1/A | 333-289695 | 10.7 | 8/25/2025 | |
| 10.4 | Form of Stock Option Grant Notice and Agreement under the 2025 Incentive Award Plan | S-1/A | 333-289695 | 10.8 | 8/25/2025 | |
| 10.5 | Retention Performance Stock Unit Grant Notice and Agreement under the 2025 Incentive Award Plan, by and between Figure Technology Solutions, Inc. and Michael Cagney | S-8 | 333-290240 | 99.8 | 9/12/2025 | |
| 10.6 | Employee Stock Purchase Plan | S-1/A | 333-289695 | 10.9 | 8/25/2025 | |
| 10.7 | Non-Employee Director Compensation Policy | S-1/A | 333-289695 | 10.10 | 8/25/2025 | |
| 10.8^ | Seventh Amended and Restated Investors’ Rights Agreement, dated August 29, 2025, among Figure Technology Solutions, Inc. and the investors party thereto. | S-1/A | 333-289695 | 10.14 | 9/2/2025 | |
| 10.9■† | Side Letter, dated September 8, 2025, by and among Figure Lending LLC, Figure Lending Corpo., Fig Six Mortgage LLC, Fig SSP Member LLC and the Purchaser party thereto | S-1/A | 333-289695 | 10.19 | 9/10/2025 | |
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer | * | ||||
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer | * | ||||
| 32.1 | Section 1350 Certification of Chief Executive Officer | ** | ||||
| 32.2 | Section 1350 Certification of Chief Financial Officer | ** |
| 101.INS | Inline XBRL Instance Document | * |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | * |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | * |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | * |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | * |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | * |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | * |
- Filed herewith
** Furnished herewith
†Certain of the schedules and attachments to this exhibit have been omitted pursuant to Regulation S-K, Item 601(a)(5). The registrant hereby undertakes to provide further information regarding such omitted materials to the SEC upon request.
^Certain portions of this exhibit (indicated by “[***]”) have been redacted pursuant to Regulation S-K, Item 601(a)(6).
■Certain portions of this exhibit have been redacted pursuant to Regulation S-K, Items 601(a)(6) and Item 601(b)(10)(iv). Portions redacted pursuant to Item 601(b)(10)(iv) (indicated by “[***]”) have been redacted because the registrant has determined that the information is both not material and is the type that the registrant treats as private or confidential. The registrant hereby agrees to furnish supplementally to the SEC, upon its request, an unredacted copy of this exhibit.
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