SailPoint, Inc.
For the period ended Jul 31, 2025. Filed Sep 10, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2025 · Filed Sep 10, 2025
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Item 5. Other Information
Insider Trading Arrangements
During the three months ended July 31, 2025, none of the Company’s directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) informed us of theadoption ortermination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as described in the table below:
| Name & Title | Date Adopted | Character of Trading Arrangement(1) | Aggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement | Duration(2) | Other Material Terms | Date Terminated |
|---|---|---|---|---|---|---|
| Mark McClain, Chief Executive Officer and Director | June 27, 2025 | Rule 10b5-1 Trading Arrangement | Up to 300,000 shares to be sold | September 15, 2026 | N/A | N/A |
| Brian Carolan, Chief Financial Officer | June 24, 2025 | Rule 10b5-1 Trading Arrangement | Up to 200,000 shares to be sold | June 16, 2026 | N/A | N/A |
|---|---|---|---|---|---|---|
| Chris Schmitt, Executive Vice President, General Counsel, and Secretary | July 1, 2025 | Rule 10b5-1 Trading Arrangement | Up to 180,000 shares to be sold | September 13, 2026 | N/A | N/A |
(1) Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act (the “Rule”).
(2) Each trading arrangement permits transactions through and including the earlier to occur of (a) the completion of all sales of shares subject to the arrangement, (b) the date listed in the “Duration” column, or (c) the occurrence of such other termination event as specified in the arrangement. Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.
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