Alto Neuroscience Inc
For the period ended Mar 31, 2024. Filed May 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 14, 2024
ANRO$28.61+2.9%Stored close · as of Nov 10, 2026
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Item 6. Exhibits
| Exhibit No. · Description · Form · File No. · Exhibit · Filing Date · Filed Herewith | |||||
|---|---|---|---|---|---|
| 3.1 | Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 001-41944 | 3.1 | 2/6/2024 |
| 3.2 | Amended and Restated Bylaws of the Registrant | 8-K | 001-41944 | 3.2 | 2/6/2024 |
| 4.1 | Form of Common Stock Certificate | S-1/A | 333-276495 | 4.1 | 1/29/2024 |
| 10.3+ | 2024 Equity Incentive Plan | S-1/A | 333-276495 | 10.3 | 1/29/2024 |
| 10.4+ | Form of Option Grant Notice and Agreement, and Exercise Notice under the 2024 Equity Incentive Plan | S-1/A | 333-276495 | 10.4 | 1/29/2024 |
| 10.5+ | Form of RSU Award Grant Notice and Agreement under the 2024 Equity Incentive Plan | S-1/A | 333-276495 | 10.5 | 1/29/2024 |
| 10.6+ | 2024 Employee Stock Purchase Plan | S-1/A | 333-276495 | 10.6 | 1/29/2024 |
| 10.7+ | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers | S-1/A | 333-276495 | 10.7 | 1/29/2024 |
| 10.8+ | Form of Amendment to Employment Offer Letter | S-1/A | 333-276495 | 10.9 | 1/29/2024 |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X |
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X |
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X |
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X |
| 101.INS | Inline XBRL Instance Document. | X |
| 101.SCH | Taxonomy Extension Schema With Embedded Linkbase Documents | X |
| 104 | Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101). | X |
+Indicates management contract or compensatory plan.
- This certification is deemed not filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.