TKO Group Holdings Inc
For the period ended Mar 31, 2024. Filed May 8, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 8, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
em 6. Exhibits
| Exhibit Number | Description | Form | File No. | Exhibit | Filing Date | Filed/Furnished Herewith |
|---|---|---|---|---|---|---|
| 2.1# | Transaction Agreement, dated April 2, 2023, by and among Endeavor Group Holdings, Inc., Endeavor Operating Company, LLC, Zuffa Parent, LLC, World Wrestling Entertainment, Inc., New Whale Inc., and Whale Merger Sub Inc. | 424(b)(3) | 333-271893 | Annex A | 08/22/2023 | |
| 3.1 | Amended and Restated Certificate of Incorporation of TKO Group Holdings, Inc. | S-8 | 333-274480 | 4.1 | 09/12/2023 | |
| 3.2 | Amended and Restated Bylaws of TKO Group Holdings, Inc. | S-8 | 333-274480 | 4.2 | 09/12/2023 | |
| 4.1 | Registration Rights Agreement, dated as of September 12, 2023, by and among TKO Group Holdings, Inc., Endeavor Group Holdings, Inc. and Vincent K. McMahon. | 8-K | 001-41797 | 4.1 | 09/12/2023 | |
| 4.2 | Indenture between World Wrestling Entertainment, Inc. and U.S. Bank National Association, as trustee, dated December 16, 2016. | 8-K | 001-16131 | 4.1 | 12/16/2016 | |
| 4.3 | Form of 3.375% Convertible Senior Note due 2023. | 8-K | 001-16131 | 4.1 | 12/16/2016 | |
| 4.4 | First Supplemental Indenture, among World Wrestling Entertainment, Inc., New Whale Inc. and U.S. Bank Trust Company, National Association, as trustee. | 8-K | 001-16131 | 4.2 | 09/12/2023 | |
| 10.1# | Fourth Refinancing Agreement, dated as of May 1, 2024, among Zuffa Guarantor, LLC, UFC Holdings, LLC, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent. | * | ||||
| 10.2 | Amendment No. 1, dated as of January 23, 2024, to the Governance Agreement, dated as of September 12, 2023, by and among Endeavor Group Holdings, Inc., Endeavor Operating Company, LLC, January Capital Sub, LLC, January Capital HoldCo, LLC, TKO Operating Company, LLC, TKO Group Holdings, Inc., and Vincent K. McMahon. | 10-K | 001-41797 | 10.3 | 02/27/2024 | |
| 10.3 | Amended and Restated Non-Employee Director Compensation Policy. | 10-K | 001-41797 | 10.16 | 02/27/2024 | |
| 10.4#^ | Independent Contractor Services and Merchandising Agreement, dated as of January 22, 2024, by and among World Wrestling Entertainment, LLC, 7 Bucks Entertainment, Inc., DJIP, LLC and Tag-Team Enterprises, Inc. | 10-K | 001-41797 | 10.29 | 02/27/2024 | |
| 10.5#^ | IP Assignment Agreement, dated as of January 22, 2024, by and among DJIP, LLC, Tag-Team Enterprises, Inc., 7 Bucks Entertainment, Inc., World Wrestling Entertainment, LLC and TKO Group Holdings, Inc. | 10-K | 001-41797 | 10.30 | 02/27/2024 | |
| 10.6^ | Award Agreement, dated as of January 22, 2024, by and between TKO Group Holdings, Inc. and Dwayne Johnson. | 10-K | 001-41797 | 10.31 | 02/27/2024 | |
| 10.7 | Term Employment Agreement, dated as of January 12, 2024, by and between TKO Group Holdings, Inc. and Seth Krauss. | 8-K | 001-41797 | 10.1 | 01/12/2024 | |
| 10.8 | Term Employment Agreement, dated as of January 21, 2024, by and between TKO Group Holdings, Inc. and Mark Shapiro. | 8-K | 001-41797 | 10.1 | 01/23/2024 | |
| 10.9 | TKO Stock Purchase Agreement, dated April 7, 2024. by and between TKO Group Holdings, Inc. and Vincent K. McMahon. | * | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | ||||
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | ||||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | * | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | * | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | * | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | * | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | * | ||||
| 104 | Cover Page Interactive Data File – formatted as Inline XBRL and contained in Exhibit 101. | * | ||||
- Filed herewith.
** Furnished herewith.
Annexes, schedules and/or exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Registrant undertakes to furnish supplemental copies of any of the omitted schedules or similar attachments upon request by the SEC.
^ Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K. The Registrant undertakes to furnish unredacted versions of the exhibit upon request by the SEC.
SIGNAT
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.