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Rubrik Inc

For the period ended Oct 31, 2024. Filed Dec 12, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Oct 31, 2024 · Filed Dec 12, 2024

RBRK$111.22+5.2%Stored close · as of Nov 9, 2026

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Item 5. Other Information

During the quarter ended October 31, 2024, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted orterminated the Rule 10b5-1 trading arrangements (as defined in Item 408(a) of Regulation S-K) described below:

On September 21, 2024, Arvind Nithrakashyap, our Chief Technology Officer, adopted a trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). Mr. Nithrakashyap’s trading arrangement provides for the sale through December 10, 2025 of up to 584,726 shares of our Class A common stock. This represents the maximum number of shares that may be sold pursuant to the 10b5-1 arrangement. The actual number of shares sold will be dependent on the satisfaction of certain conditions set forth in the written plan.

On October 15, 2024, a trust affiliated with John W. Thompson, one of ourdirectors, adopted a trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). This trading arrangement provides for the sale through December 31, 2025 of up to 108,108 shares of our Class A common stock. This represents the maximum number of shares that may be sold pursuant to the 10b5-1 arrangement. The actual number of shares sold will be dependent on the satisfaction of certain conditions set forth in the written plan.

Rubrik, Inc.Q3 2025 Form 10-Q88
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.