Rubrik Inc
For the period ended Apr 30, 2024. Filed Jun 13, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Apr 30, 2024 · Filed Jun 13, 2024
RBRK$111.22+5.2%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Description of Exhibit | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation of Rubrik, Inc. | S-1/A | 333-278434 | 3.2 | 4/16/2024 | |
| 3.2 | Amended and Restated Bylaws of Rubrik, Inc. | S-1/A | 333-278434 | 3.4 | 4/16/2024 | |
| 10.1 | 2024 Equity Incentive Plan. | S-1/A | 333-278434 | 10.3 | 4/16/2024 | |
| 10.2 | Forms of Stock Option Grant Notice, Stock Option Agreement, and Notice of Exercise, Restricted Stock Award Agreement, and Restricted Stock Unit Award Agreement under the 2024 Stock Option and Grant Plan. | S-1/A | 333-278434 | 10.4 | 4/16/2024 | |
| 10.3 | 2024 Employee Stock Purchase Plan. | S-1/A | 333-278434 | 10.5 | 4/16/2024 | |
| 10.4 | Non-Employee Director Compensation Policy. | S-1 | 333-278434 | 10.6 | 4/1/2024 | |
| 10.5 | Severance and Change in Control Plan. | S-1 | 333-278434 | 10.7 | 4/1/2024 | |
| 10.6 | Form of Indemnity Agreement entered into by and between Rubrik, Inc. and each director and executive officer. | S-1 | 333-278434 | 10.8 | 4/1/2024 | |
| 31.1 | Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.2* | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 101 | The following financial information from Rubrik Inc.'s Quarterly Report on Form 10-Q for the quarter ended April 30, 2024 formatted in Inline XBRL (Extensible Business Reporting Language) includes: (i) the Condensed Consolidated Balance Sheets, (ii) the Condensed Consolidated Statements of Operations, (iii) the Condensed Consolidated Statements of Comprehensive Loss, (iv) the Condensed Consolidated Statements of Redeemable Convertible Preferred Stock and Stockholders' Deficit, (v) the Condensed Consolidated Statements of Cash Flows, and (vi) Notes to the Condensed Consolidated Financial Statements. | X | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibits 101). | X | ||||
- The certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and are not deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, irrespective of any general incorporation language contained in such filing.
| Rubrik, Inc. | Q1 2025 Form 10-Q | 84 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.