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Midas Edge

Expion360 Inc.

For the period ended Sep 30, 2025. Filed Nov 13, 2025.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2025 · Filed Nov 13, 2025

XPON$2.58+5.3%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

ITEM 6. EXHIBITS

Incorporated by Reference
Exhibit NumberDescriptionFormExhibitFiling Date
3.1Articles of Incorporation of the Company, effective as of November 4, 2021.S-13.13/31/2022
3.2Certificate of Amendment of Articles of Incorporation, effective as of October 8, 20248-K3.110/7/2024
3.3Amended and Restated Bylaws of the Company, dated August 21, 20248-K3.18/27/2024
4.1Form of Pre-Funded Warrant8-K4.110/17/2025
10.1†Amended and Restated Employment Agreement, by and between the Company and Shawna Bowin, effective September 3, 2025---
10.2*Form of Securities Purchase Agreement8-K10.110/17/2025
10.3Severance Agreement, Consulting Agreement and General Release, by and between the Company and Brian Schaffner, dated October 16, 20258-K10.210/17/2025
10.4Severance Agreement and General Release, by and between the Company and Paul Shoun, dated October 16, 20258-K10.310/17/2025
10.5*†Employment Agreement, by and between the Company and Joseph Hammer, October 16, 20258-K10.410/17/2025
10.6†Non-Employee Director Compensation Policy, effective October 16, 2025---
31.1Certification of Principal Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.---
31.2Certification of Principal Financial Officer pursuant to Rule 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.---
32.1#Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.---
32.2#Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.---
101.INSXBRL Instance Document.---
101.SCHXBRL Taxonomy Extension Schema Document.---
101.CALXBRL Taxonomy Extension Calculation Linkbase Document.---
101.DEFXBRL Taxonomy Extension Definition Linkbase Document.---
101.LABXBRL Taxonomy Extension Label Linkbase Document.---
101.PREXBRL Taxonomy Extension Presentation Linkbase Document.---
104Cover Page Interactive Data File (formatted as Inline XBRL and included in Exhibit 101).---

† Indicates a management contract or compensatory plan or arrangement.

#The certification shall not be deemed “filed” by the registrant for purposes of Section 18 of the Exchange Act, and shall not be incorporated by reference into any of the registrant’s filings under the Securities Act or the Exchange Act, whether made before or after the date of this Quarterly Report, irrespective of any general incorporation language contained in any such filing.
*Certain of the schedules (and similar attachments) to this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K under the Securities Act because they do not contain information material to an investment decision and that information is not otherwise disclosed in the exhibit or the disclosure document. The registrant agrees to furnish a copy of all omitted schedules (or similar attachments) to the Commission upon its request.
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.